Taea Takagi-jones

OSAIC WEALTH | Financial Advisor

Honolulu, HI 96813

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CRD#: 5701947

Professional summary

Taea Takagi-jones, who also goes by Taea Magdalena Takagi, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Honolulu, Hawaii and NWF ADVISORY SERVICES INC located in Honolulu, Hawaii.

Taea is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Taea has worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Taea Magdalena Takagi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) INSURANCE AGENT; BROKER THROUGH JOHN H. CONNORS INSURANCE AGENCY; ADDRESS AT 500 ALA MOANA BLVD. 2-301, HONOLULU, HI 96813; STARTED JULY 2010; 100 HOURS/MONTH; 50 HOURS/MONTH DURING TRADING HOURS; SELL PROPERTY & CASUALTY AS WELL AS LIFE INSURANCE. 2) NWF ADVISORY SERVICES, INC POSITION: Financial Advisor NATURE: Our advisory services are provided through NWF Advisory Services, Inc. in Los Angeles. INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 60 START DATE: 03/01/2017 ADDRESS: 500 Ala Moana Bvld. 2-301, Honolulu HI 96813, United States DESCRIPTION: Meet with clients to determine which portfolios to invest clients in based on their individual risk tolerance, investment horizon, and specific goals. Process paperwork to open and service advisory accounts. Manage portfolios to determine proper investment allocation to match portfolio goal. Perform trades and rebalancing as necessary. 3) TAKAGI & TAKAGI POSITION: Statutory Agent NATURE: Sole Proprietorship. INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 50 START DATE: 07/01/2010 ADDRESS: 500 Ala Moana Blvd. 2-301 Honolulu, HI 96813, Honolulu HI 96813, United States DESCRIPTION: Sell Property & Casualty as well as life insurance. 4) TAEA TAKAGI-JONES POSITION: Landlord NATURE: Rent attached studio apartment. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/09/2017 ADDRESS: 144 Forest Ridge Way, Honolulu HI 96822, United States DESCRIPTION: Rentout the studio attached to our house to a tenant and receive $1,150/ month. 5) TAKAGI & TAKAGI POSITION: Statutory Agent NATURE: Sole Proprietorship. INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 50 START DATE: 07/01/2010 ADDRESS: 500 Ala Moana Blvd. 2-301 Honolulu, HI 96813, Honolulu HI 96813, United States DESCRIPTION: Sell Property & Casualty as well as life insurance. 6) JOHN H CONNORS INSURANCE POSITION: Insurance Agent NATURE: Property & casualty insurance agency. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 10/09/2009 ADDRESS: 500 Ala Moana Blvd., Suite 2-303, Honolulu HI 96813, United States DESCRIPTION: Sell property and casualty insurance. 7) MONTESSORI COMMUNITY SCHOOL POSITION: Trustee on the Board NATURE: Non-profit school. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2023 ADDRESS: 1239 Nehoa Street, Honolulu HI 96822, United States DESCRIPTION: Support the work of the School and provide mission-based leadership and strategic governance.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Taea Takagi-jones's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Taea Takagi-jones's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 14, 2014 - Present

OSAIC WEALTH, INC.

Office #1: 500 Ala Moana Blvd Two Waterfront Plaza Suite 301, Honolulu, HI 96813

RIA

CRD#: 23131

Honolulu, HI

Current

March 9, 2017 - Present

NWF ADVISORY SERVICES INC

Office #1: 500 Ala Moana Blvd. Suite 2-301, Honolulu, HI 96813

RIA

CRD#: 110410

Honolulu, HI

Current

November 22, 2012 - Present

OSAIC WEALTH, INC.

Office #1: 500 Ala Moana Blvd Two Waterfront Plaza Suite 301, Honolulu, HI 96813

RIA

CRD#: 23131

Honolulu, HI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(12/5/2017)

Arizona
(11/19/2020)

California
(7/17/2015)

Colorado
(6/11/2014)

Hawaii
(3/12/2013)

IAR

Hawaii
(7/14/2014)

Indiana
(9/22/2022)

Iowa
(8/1/2024)

Massachusetts
(1/5/2024)

Nevada
(1/8/2016)

New Mexico
(11/24/2020)

New York
(7/15/2020)

Oregon
(1/22/2020)

Pennsylvania
(7/23/2021)

Texas
(1/29/2024)

Utah
(8/8/2017)

Vermont
(5/3/2023)

Washington
(8/17/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/11/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/20/2012

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/11/2015

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

xxxxxxx

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Advisor Monitoring

Firm Stability Insights

Taea Takagi-jones

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Taea Takagi-jones's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Taea Takagi-jones's CRS (Customer Relationship Summary).

Certified licenses

Experience

NWF ADVISORY SERVICES INC

OSAIC WEALTH, INC.

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/11/2013

SIE

Date: 10/1/2018

Series 7

Date: 11/20/2012

Series 24

Date: 6/11/2015

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

TRUST BUT VERIFY

Contact information

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