Priya N. Intwala

CLARE MARKET INVESTMENTS

DALLAS, TX 75204

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CRD#: 5701810

Professional summary

Priya N Intwala is a registered financial advisor currently at CLARE MARKET INVESTMENTS, LLC located in Dallas, Texas.

Priya is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Priya has worked at 2 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Priya N Intwala's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 11, 2018 - Present

CLARE MARKET INVESTMENTS, LLC

Office #1: 2620 State Street, Dallas, TX 75204

RIA

CRD#: 217515

DALLAS, TX

Past

November 8, 2011 - September 14, 2018

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

DALLAS, TX

Past

May 18, 2011 - September 14, 2018

OPPENHEIMER & CO. INC.

CRD#: 249

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CLARE MARKET INVESTMENTS, LLC

CRD#: 217515 / SEC#: 801-114649

RIA

Registered Investment Advisory firm - (2/4/2019 Approved)

Texas

Registered Investment Advisory firm - (2/11/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/11/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/7/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/14/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/17/2011

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 7/31/2013

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 3/4/2013

General Securities Sales Supervisor - Options Module Examination

Current Firm

CLARE MARKET INVESTMENTS, LLC

CRD#: 217515 / SEC#: 801-114649

RIA

Registered Investment Advisory firm - (2/4/2019 Approved)

Texas

Registered Investment Advisory firm - (2/11/2019 Terminated)

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Contact information

Main Address

2620 State Street, Dallas, TX 75204

Mailing Address

Phone number

(866) 659-1019

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CLARE MARKET DISCLOSURE BROCHURE AND SUPPLEMENTS (8/5/2025)

Regulatory assets under management

Total Number of Accounts	601
AUM (Assets Under Management)	$ 556,000,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Priya N. Intwala

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Priya N Intwala's CRS (Customer Relationship Summary).

Certified licenses

Experience

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

Primary Firm SEC Registration

CLARE MARKET INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/7/2011

SIE

Date: 9/14/2018

Series 7

Date: 5/17/2011

Series 10

Date: 7/31/2013

Series 9

Date: 3/4/2013

Current Firm

CLARE MARKET INVESTMENTS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CLARE MARKET INVESTMENTS, LLC

TRUST BUT VERIFY

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