Shawn R. Stone
Professional summary
Shawn Richard Stone, who also goes by Shawn R Stone, is a registered financial advisor currently at RETIREMENT PLANNERS OF AMERICA located in Plano, Texas.
Shawn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Shawn has worked at 4 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Shawn Richard Stone's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 15, 2014 - Present
RETIREMENT PLANNERS OF AMERICA
Office #1: 2820 Dallas Parkway, Plano, TX 75093June 27, 2012 - December 1, 2012
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
October 4, 2011 - June 6, 2012
FIDELITY DISTRIBUTORS COMPANY LLC
August 17, 2011 - September 8, 2011
CHASE INVESTMENT SERVICES CORP.
September 9, 2009 - September 8, 2011
CHASE INVESTMENT SERVICES CORP.
Primary Firm SEC Registration
RETIREMENT PLANNERS OF AMERICA
CRD#: 157222 / SEC#: 801-72262
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/15/2014)
Exams
Current Firm
RETIREMENT PLANNERS OF AMERICA
CRD#: 157222 / SEC#: 801-72262
Contact information
SEC notice filing (43 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 15,760 |
| AUM (Assets Under Management) | $ 3,975,227,271 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
RETIREMENT PLANNERS OF AMERICA
CRD#: 157222Plano, TX 75093TRUST BUT VERIFY
Monitor Shawn Stone
Get automatic monthly alerts on:
