Michael James M. Pasamba
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael James Maroon Pasamba, who also goes by Michael J Pasamba, Michael James Pasamba, Michael James Maroon Pasamba, was a registered financial professional .
Michael James is a previously registered financial professional and started their career in finance in 2009. Michael James had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 15, 2016 - January 26, 2018
FARMERS FINANCIAL SOLUTIONS, LLC
May 11, 2015 - January 29, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 8, 2015 - January 29, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 1, 2012 - April 16, 2015
J.P. MORGAN SECURITIES LLC
October 1, 2012 - April 16, 2015
J.P. MORGAN SECURITIES LLC
January 10, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
January 10, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
September 21, 2010 - April 28, 2011
CHASE INVESTMENT SERVICES CORP.
September 21, 2010 - April 28, 2011
CHASE INVESTMENT SERVICES CORP.
October 12, 2009 - July 28, 2010
WELLS FARGO INVESTMENTS, LLC
September 25, 2009 - July 28, 2010
WELLS FARGO INVESTMENTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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