Angela L. Cantu
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Angela Liana Cantu was a registered financial professional .
Angela is a previously registered financial professional and started their career in finance in 2010. Angela had worked at 4 firms and has passed the Series 63, SIE, Series 79, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2017 - July 13, 2020
RIVERSTONE CAPITAL SERVICES LLC
October 15, 2013 - May 24, 2017
BLACKSTONE SECURITIES PARTNERS L.P.
March 17, 2011 - August 28, 2013
MEREDITH WHITNEY SECURITIES, LLC
February 8, 2010 - March 2, 2011
ESTRADA HINOJOSA & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RIVERSTONE CAPITAL SERVICES LLC
CRD#: 172056 / SEC#: , 8-69497
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RIVERSTONE EQUITY PARTNERS LP | PARENT | |
| ABBATE, CHRISTOPHER ANTHONY | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | 2910866 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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