Richard A. Grider

MY PROSPER TEAM

LEHI, UT 84043

Some features on this profile are disabled

CRD#: 5701310

Professional summary

Richard Allen Grider, who also goes by Rich Grider, Richard A Grider, is a registered financial advisor currently at MY PROSPER TEAM located in Lehi, Utah.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Richard has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rich Grider | Richard A Grider

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RICHARD IS A LICENSED REAL ESTATE AGENT WITH SILVERCREEK REALTY (DBA- EQUIP REAL ESTATE) AT 2002 JENNIE LEE DR IDAHO FALLS ID 83404 NATURE: LICENSED REAL ESTATE AGENT, POSITION: AGENT, START DATE: 9/22, NO HRS/MO: 20, NO HRS/MO DUR TRADING: 0, NOT INVESTMENT RELATED RICHARD IS INSURANCE LICENSED BUT DOES NOT CURRENTLY ENGAGE IN THE PROMOTION OR SALE OF INSURANCE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Allen Grider's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 13, 2024 - Present

MY PROSPER TEAM

Office #1: 3200 Club House Dr. Suite 125, Lehi, UT 84043

RIA

CRD#: 311144

LEHI, UT

Past

April 26, 2021 - September 15, 2022

LAFFER TENGLER INVESTMENTS, INC.

RIA

CRD#: 108068

Idaho Falls, ID

Past

October 29, 2019 - April 15, 2021

DYNAMIC

RIA

CRD#: 151367

IDAHO FALLS, ID

Past

April 23, 2019 - September 26, 2019

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

IDAHO FALLS, ID

Past

April 17, 2019 - September 26, 2019

MML INVESTORS SERVICES, LLC

CRD#: 10409

IDAHO FALLS, ID

Past

October 29, 2018 - April 3, 2019

DYNAMIC

RIA

CRD#: 151367

IDAHO FALLS, ID

Past

November 15, 2016 - February 12, 2018

TRANSAMERICA CAPITAL, LLC

CRD#: 8217

DENVER, CO

Past

July 7, 2016 - November 3, 2016

LINDNER CAPITAL ADVISORS, INC.

RIA

CRD#: 108584

Honeoye Falls, NY

Past

June 1, 2015 - September 11, 2015

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

ROCHESTER, NY

Past

June 1, 2015 - September 11, 2015

INVEST FINANCIAL CORPORATION

CRD#: 12984

ROCHESTER, NY

Past

May 5, 2014 - April 27, 2015

CURIAN CAPITAL, LLC

RIA

CRD#: 120270

DENVER, CO

Past

January 21, 2011 - April 27, 2015

CURIAN CLEARING, LLC

CRD#: 132938

FRANKLIN, TN

Past

August 12, 2009 - November 5, 2010

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

SALT LAKE CITY, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MY PROSPER TEAM

MY PROSPER TEAM | PROSPER WEALTH SOLUTIONS, LLC | PROSPER WEALTH SOLUTIONS

CRD#: 311144 / SEC#: 801-119753

RIA

Registered Investment Advisory firm - (11/9/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(9/13/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/2/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/3/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/12/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 8/11/2009

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MY PROSPER TEAM

MY PROSPER TEAM | PROSPER WEALTH SOLUTIONS, LLC | PROSPER WEALTH SOLUTIONS

CRD#: 311144 / SEC#: 801-119753

RIA

Registered Investment Advisory firm - (11/9/2020 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3200 Club House Dr. Suite 125, Lehi, UT 84043

Mailing Address

Phone number

(801) 889-1341

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MY PROSPER TEAM ADV 2A - MARCH 2025 (3/27/2025)

Regulatory assets under management

Total Number of Accounts	435
AUM (Assets Under Management)	$ 52,508,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Reuben Rowley

EAGLE STRATEGIES LLC

IAR

AMERICAN FORK, UT

Neal Hansen

NET WORTH ADVISORY GROUP, LLC

IAR

Sandy, UT

Justin Lizama

SIMPLE FINANCIAL, LLC

IAR

West Jordan, UT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Richard A. Grider

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Allen Grider's CRS (Customer Relationship Summary).

Certified licenses

Experience

LAFFER TENGLER INVESTMENTS, INC.

DYNAMIC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

DYNAMIC

TRANSAMERICA CAPITAL, LLC

LINDNER CAPITAL ADVISORS, INC.

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

CURIAN CAPITAL, LLC

CURIAN CLEARING, LLC

HORNOR, TOWNSEND & KENT, LLC

Primary Firm SEC Registration

MY PROSPER TEAM

State Registrations and Notice Filings

Exams

Series 65

Date: 5/2/2014

Series 63

Date: 9/3/2009

SIE

Date: 2/12/2018

Series 6

Date: 8/11/2009

Current Firm

MY PROSPER TEAM

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MY PROSPER TEAM

TRUST BUT VERIFY

Similar Advisors