Richard Allen Grider
Professional Summary
Richard Allen Grider, who also goes by Rich Grider, Richard A Grider, is a registered financial advisor currently at MY PROSPER TEAM located in Lehi, Utah. Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Richard has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Rich Grider, Richard A Grider
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
17 years in the financial services industry
Current & Past Employments
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Current Firm
MY PROSPER TEAM | PROSPER WEALTH SOLUTIONS, LLC | PROSPER WEALTH SOLUTIONS
Contact Information
Main Address
3200 Club House Dr. Suite 125, Lehi, UT 84043Phone Number
(801) 889-1341# of Employees
5SEC notice filing (22 States and Territories)
Registered to provide investment advisory services in 22 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
438AUM (Assets Under Management)
$58,240,000Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
MY PROSPER TEAM | PROSPER WEALTH SOLUTIONS, LLC | PROSPER WEALTH SOLUTIONS
State Registrations and Notice Filings
(9/13/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 2009About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Richard Allen Grider's CRS (Customer Relationship Summary).
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