Trevor N. Tripp

KOZAK & TRIPP PRIVATE ASSET MANAGEMENT

Highlands Ranch, CO 80129

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CRD#: 5700505

Professional summary

Trevor Nolen Tripp, who also goes by Tripp Nolen Trevor, is a registered financial advisor currently at KOZAK & TRIPP PRIVATE ASSET MANAGEMENT, INC. located in Highlands Ranch, Colorado.

Trevor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Trevor has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tripp Nolen Trevor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) KOZAK & ASSOCIATES. REGISTERED INVESTMENT ADVISOR. OWNER.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Trevor Nolen Tripp's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 7, 2018 - Present

KOZAK & TRIPP PRIVATE ASSET MANAGEMENT, INC.

Office #1: 1805 Shea Center Drive Suite 280, Highlands Ranch, CO 80129

RIA

CRD#: 298353

Highlands Ranch, CO

Past

October 8, 2018 - November 1, 2018

PRIVATE CLIENT SERVICES, LLC

CRD#: 120222

HIGHLANDS RANCH, CO

Past

April 9, 2010 - October 10, 2018

CETERA ADVISORS LLC

RIA

CRD#: 10299

HIGHLANDS RANCH, CO

Past

September 3, 2009 - October 10, 2018

CETERA ADVISORS LLC

CRD#: 10299

HIGHLANDS RANCH, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KOZAK & TRIPP PRIVATE ASSET MANAGEMENT, INC.

KOZAK & ASSOCIATES, INC. | KOZAK TRIPP | KOZAK & TRIPP PRIVATE ASSET MANAGEMENT, INC.

CRD#: 298353 / SEC#: 801-113934

RIA

Registered Investment Advisory firm - (9/6/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/31/2020)

IAR

Colorado
(9/7/2018)

IAR

Texas
(9/12/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/8/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/2/2009

General Securities Representative Examination

Current Firm

KOZAK & TRIPP PRIVATE ASSET MANAGEMENT, INC.

KOZAK & ASSOCIATES, INC. | KOZAK TRIPP | KOZAK & TRIPP PRIVATE ASSET MANAGEMENT, INC.

CRD#: 298353 / SEC#: 801-113934

RIA

Registered Investment Advisory firm - (9/6/2018 Approved)

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Contact information

Main Address

1805 Shea Center Drive Suite 280, Highlands Ranch, CO 80129

Mailing Address

Phone number

(303) 847-4045

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (2/19/2025)

Regulatory assets under management

Total Number of Accounts	2,230
AUM (Assets Under Management)	$ 706,484,491

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Trevor N. Tripp

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Trevor Nolen Tripp's CRS (Customer Relationship Summary).

Certified licenses

Experience

KOZAK & TRIPP PRIVATE ASSET MANAGEMENT, INC.

PRIVATE CLIENT SERVICES, LLC

CETERA ADVISORS LLC

CETERA ADVISORS LLC

Primary Firm SEC Registration

KOZAK & TRIPP PRIVATE ASSET MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/8/2010

SIE

Date: 10/1/2018

Series 7

Date: 9/2/2009

Current Firm

KOZAK & TRIPP PRIVATE ASSET MANAGEMENT, INC.

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KOZAK & TRIPP PRIVATE ASSET MANAGEMENT, INC.

TRUST BUT VERIFY

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