Benjamin R. Curtis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benjamin Robert Curtis was a registered financial professional .
Benjamin is a previously registered financial professional and started their career in finance in 2009. Benjamin had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 7, 2010 - May 8, 2012
COMMERCE WEALTH ADVISERS, LLC
May 7, 2010 - May 8, 2012
DEWAAY FINANCIAL NETWORK, LLC
January 7, 2010 - May 7, 2010
FSC SECURITIES CORPORATION
November 2, 2009 - May 7, 2010
FSC SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
COMMERCE WEALTH ADVISERS, LLC
CRD#: 144449 / SEC#: 801-68078
Contact information
Red Flags
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