Damien J. Saccani

MAIDEN COVE CAPITAL

CAPE ELIZABETH, ME 04107

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CRD#: 5700301

Professional summary

Damien J Saccani, CFP®, who also goes by Damien Saccani, is a registered financial advisor currently at MAIDEN COVE CAPITAL located in Cape Elizabeth, Maine.

Damien is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Damien has worked at 4 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Damien Saccani

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Saccani Family Limited Partnership, investment-related: Yes; Tucson, Arizona, holds an interest in commercial property in Arizona, 49.5% owner since 2011, 0 hours a month, 0 hours during securities trading hours, no duties other than an annual review of income and expenses. 2) CMP LLC; Investment related: Yes; Income property; Sole Proprietor; 08/2019; During business hours: 0; After business hours: 2; Manage tenant, collect rent.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Damien J Saccani's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

March 31, 2021 - Present

MAIDEN COVE CAPITAL

Office #1: 545 Shore Road, Cape Elizabeth, ME 04107

RIA

CRD#: 312478

CAPE ELIZABETH, ME

Past

May 15, 2020 - June 2, 2021

NEWEDGE ADVISORS

RIA

CRD#: 171351

Cape Elizabeth, ME

Past

June 6, 2016 - May 22, 2020

MORGAN STANLEY

RIA

CRD#: 149777

PORTLAND, ME

Past

April 26, 2016 - May 18, 2020

MORGAN STANLEY

CRD#: 149777

PORTLAND, ME

Past

October 6, 2009 - February 17, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BURLINGTON, VT

Past

September 14, 2009 - February 17, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BURLINGTON, VT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MAIDEN COVE CAPITAL

MAIDEN COVE CAPITAL | MAIDEN COVE CAPITAL, LLC

CRD#: 312478 / SEC#: 801-130421

RIA

Registered Investment Advisory firm - (6/6/2024 Approved)

California

Registered Investment Advisory firm - (7/7/2024 Terminated)

Iowa

Registered Investment Advisory firm - (11/30/2023 Terminated)

Maine

Registered Investment Advisory firm - (6/14/2024 Terminated)

Texas

Registered Investment Advisory firm - (6/7/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maine
(3/31/2021)

IAR

Texas
(3/31/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/10/2016

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/27/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/26/2016

General Securities Representative Examination

Current Firm

MAIDEN COVE CAPITAL

MAIDEN COVE CAPITAL | MAIDEN COVE CAPITAL, LLC

CRD#: 312478 / SEC#: 801-130421

RIA

Registered Investment Advisory firm - (6/6/2024 Approved)

California

Registered Investment Advisory firm - (7/7/2024 Terminated)

Iowa

Registered Investment Advisory firm - (11/30/2023 Terminated)

Maine

Registered Investment Advisory firm - (6/14/2024 Terminated)

Texas

Registered Investment Advisory firm - (6/7/2024 Terminated)

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Contact information

Main Address

545 Shore Road, Cape Elizabeth, ME 04107

Mailing Address

Phone number

(207) 482-3840

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MAIDEN COVE CAPITAL BROCHURE (3/18/2025)

Regulatory assets under management

Total Number of Accounts	152
AUM (Assets Under Management)	$ 122,292,662

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Damien J. Saccani

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Damien J Saccani's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEWEDGE ADVISORS

MORGAN STANLEY

MORGAN STANLEY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

MAIDEN COVE CAPITAL

State Registrations and Notice Filings

Exams

Series 66

Date: 5/10/2016

Series 7TO

Date: 3/27/2024

SIE

Date: 10/1/2018

Series 7

Date: 4/26/2016

Current Firm

MAIDEN COVE CAPITAL

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MAIDEN COVE CAPITAL

TRUST BUT VERIFY

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