NW
Nancy Woolver
EAGLE STRATEGIES LLC
Victor, NY 14564
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CRD#: 5700128
NW
Professional summary
Nancy Woolver, who also goes by Nancy E Chukumba, Nancy E Sasse, Nancy E Woolver, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Victor, New York and NYLIFE SECURITIES LLC located in Victor, New York.
Nancy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Nancy has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nancy E Chukumba | Nancy E Sasse | Nancy E Woolver
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED, 375 WOODCLIFF DRIVE FAIRPORT, NY 14450, START DATE: 3/2012, 40 HOURS PER MONTH AND DURING SECURITIES HOURS] [Rochester Women's Network; Committee Chair. I am the chair person of the Ambassador Committee for the Rochester Women's Network, a local networking group. I coordinate the meeting/welcoming of new members and setup of new member events.; 2509 Browncroft Blvd. Rochester, NY 14625; Start Date 06/2013; Role/Title: Volunteer; Not Investment Related; 2 hours per month; 2 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Nancy Woolver's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 18, 2015 - Present
EAGLE STRATEGIES LLC
Office #1: 209 Highpoint Drive 3rd Fl. Suite 310, Victor, NY 14564RIA
CRD#: 110826
Victor, NY
Current
April 23, 2012 - Present
NYLIFE SECURITIES LLC
Office #1: 209 High Point Dr Ste 310, New York Life Insurance, Victor, NY 14564-1061BD
CRD#: 5167
VICTOR, NY
Past
December 2, 2009 - April 16, 2012
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
BD
CRD#: 611
FAIRPORT, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/20/2021)
RR
Connecticut(2/6/2018)
RR
Florida(7/10/2020)
RR
Georgia(5/7/2012)
RR
Illinois(9/16/2024)
RR
Indiana(11/14/2023)
RR
Iowa(1/25/2021)
RR
Massachusetts(1/30/2024)
RR
New York(4/23/2012)
IAR
New York(8/3/2021)
RR
North Carolina(5/16/2018)
RR
Oregon(10/22/2025)
RR
Pennsylvania(4/2/2024)
RR
South Carolina(1/22/2019)
RR
Utah(3/28/2013)
RR
Vermont(2/3/2022)
RR
Virginia(4/29/2024)
RR
Washington(9/30/2019)
RR
Wisconsin(10/10/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Victor, NY 14564TRUST BUT VERIFY
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