Joshua E. Reesman
Professional summary
Joshua Eric Reesman was a registered financial advisor .
Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Joshua had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 2026 - Present
September 19, 2025 - June 25, 2026
FOUNDATIONS INVESTMENT ADVISORS LLC
December 22, 2021 - October 1, 2025
PROSPERITY CAPITAL ADVISORS
January 24, 2019 - October 28, 2021
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
October 3, 2014 - January 8, 2019
GOLDMAN SACHS & CO. LLC
March 11, 2014 - September 3, 2014
HSBC SECURITIES (USA) INC.
November 12, 2012 - September 3, 2014
HSBC SECURITIES (USA) INC.
February 4, 2011 - October 24, 2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
March 2, 2010 - December 21, 2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/26/2026)
(6/26/2026)
Exams
Current firm
No current employment
Red Flags
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