Michael Hermann

LARSON FINANCIAL GROUP

SAINT LOUIS, MO 63102

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CRD#: 5699122

Professional summary

Michael Hermann, CFP®, who also goes by Michael S Hermann, Michael Scott Hermann, is a registered financial advisor currently at LARSON FINANCIAL GROUP, LLC located in Saint Louis, Missouri and LARSON FINANCIAL SECURITIES, LLC located in St. Louis, Missouri.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Michael has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael S Hermann | Michael Scott Hermann

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Hermann's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

March 25, 2020 - Present

LARSON FINANCIAL GROUP, LLC

Office #1: 100 N Broadway Suite 1700, Saint Louis, MO 63102

RIA

CRD#: 140599

SAINT LOUIS, MO

Current

March 25, 2020 - Present

LARSON FINANCIAL SECURITIES, LLC

Office #1: 100 N. Broadway Suite 1700, St. Louis, MO 63102

CRD#: 152517

ST. LOUIS, MO

Past

January 31, 2018 - March 2, 2020

TD AMERITRADE, INC.

RIA

CRD#: 7870

St. Louis, MO

Past

January 31, 2018 - March 2, 2020

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

St. Louis, MO

Past

January 31, 2018 - March 2, 2020

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Past

November 3, 2014 - April 7, 2018

SCOTTRADE INVESTMENT MANAGEMENT

RIA

CRD#: 169988

SAINT LOUIS, MO

Past

October 21, 2014 - February 26, 2018

SCOTTRADE, INC.

CRD#: 8206

ST LOUIS, MO

Past

June 22, 2012 - November 3, 2014

TD AMERITRADE, INC.

RIA

CRD#: 7870

ST. LOUIS, MO

Past

June 22, 2012 - November 3, 2014

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

ST. LOUIS, MO

Past

June 22, 2012 - November 3, 2014

TD AMERITRADE, INC.

CRD#: 7870

ST. LOUIS, MO

Past

October 6, 2009 - June 18, 2012

EDWARD JONES

RIA

CRD#: 250

FLORISSANT, MO

Past

September 21, 2009 - June 18, 2012

EDWARD JONES

CRD#: 250

FLORISSANT, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LARSON FINANCIAL GROUP, LLC

CRD#: 140599 / SEC#: 801-71543

RIA

Registered Investment Advisory firm - (6/23/2010 Approved)

Florida

Registered Investment Advisory firm - (6/30/2010 Terminated)

Indiana

Registered Investment Advisory firm - (6/30/2010 Terminated)

Kansas

Registered Investment Advisory firm - (6/30/2010 Terminated)

Kentucky

Registered Investment Advisory firm - (6/30/2010 Terminated)

Minnesota

Registered Investment Advisory firm - (7/1/2010 Terminated)

Missouri

Registered Investment Advisory firm - (6/30/2010 Terminated)

Ohio

Registered Investment Advisory firm - (6/30/2010 Terminated)

Tennessee

Registered Investment Advisory firm - (7/30/2010 Terminated)

Texas

Registered Investment Advisory firm - (6/30/2010 Terminated)

Wisconsin

Registered Investment Advisory firm - (6/30/2010 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Missouri
(3/25/2020)

IAR

Missouri
(3/25/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/2/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/18/2009

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

LARSON FINANCIAL GROUP, LLC

CRD#: 140599 / SEC#: 801-71543

RIA

Registered Investment Advisory firm - (6/23/2010 Approved)

Florida

Registered Investment Advisory firm - (6/30/2010 Terminated)

Indiana

Registered Investment Advisory firm - (6/30/2010 Terminated)

Kansas

Registered Investment Advisory firm - (6/30/2010 Terminated)

Kentucky

Registered Investment Advisory firm - (6/30/2010 Terminated)

Minnesota

Registered Investment Advisory firm - (7/1/2010 Terminated)

Missouri

Registered Investment Advisory firm - (6/30/2010 Terminated)

Ohio

Registered Investment Advisory firm - (6/30/2010 Terminated)

Tennessee

Registered Investment Advisory firm - (7/30/2010 Terminated)

Texas

Registered Investment Advisory firm - (6/30/2010 Terminated)

Wisconsin

Registered Investment Advisory firm - (6/30/2010 Terminated)

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Contact information

Main Address

100 N Broadway Suite 1700, Saint Louis, MO 63102

Mailing Address

Phone number

(866) 569-2450

Established

Firm type

Fiscal year end

# of Employees

115

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025.03.21 LFG FIRM BROCHURE_ FORM ADV 2A (3/21/2025)

PART 2A- APPENDIX 1- WRAP FEE PROGRAM BROCHURE (3/21/2025)

Regulatory assets under management

Total Number of Accounts	24,504
AUM (Assets Under Management)	$ 4,032,736,835

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/08/2024	Cover Page	Report
12/13/2023	Cover Page	Report
01/03/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael Hermann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Hermann's CRS (Customer Relationship Summary).

Certified licenses

Experience

LARSON FINANCIAL SECURITIES, LLC

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

SCOTTRADE INVESTMENT MANAGEMENT

SCOTTRADE, INC.

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

LARSON FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/2/2009

SIE

Date: 10/1/2018

Series 7

Date: 9/18/2009

FINRA

Current Firm

LARSON FINANCIAL GROUP, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

LARSON FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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