Benjamin J. Horn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benjamin Justin Horn, who also goes by Ben Justin Horn, was a registered financial professional .
Benjamin is a previously registered financial professional and started their career in finance in 2010. Benjamin had worked at 1 firm and has passed the SIE, Series 22 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 2010 - January 2, 2020
CORE FINANCIAL, LLC
State Registrations and Notice Filings
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Exams
Current Firm
CORE FINANCIAL, LLC
CRD#: 151044 / SEC#: , 8-68330
Contact information
FINRA licenses (32 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
