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Benjamin Justin Horn

CRD# 5698803·Registered 2010 - 2020
Previously Registered: Being a previously registered professional could mean that Benjamin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Benjamin Justin Horn, who also goes by Ben Justin Horn, was a registered financial advisor. Benjamin was a previously registered financial professional and started their career in finance 2010 - 2020. Benjamin had worked at 1 firm and has passed the SIE, Series 22 and Series 39 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ben Justin Horn

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

CORE FINANCIAL, LLC·CRD# 151044
BD
Columbus, OH
June 3, 2010 - January 2, 2020

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Current Firm

CF
CORE FINANCIAL, LLC

CORE FINANCIAL, LLC

CRD#: 151044 / SEC#: 8-68330
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

1086 N. Fourth Street - Suite 108, Columbus, OH 43201

Mailing Address

1086 N. Fourth Street - Suite 108, Columbus, OH 43201

Phone Number

(614) 485-2500

Established

Ohio since 05/29/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (31 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ASPEN BEND PARTNERS LLCPARENT COMPANY (100% OWNER)—
SAKOL, DANIEL SCOTTFINOP/PFO/POO2813237
SARKO, THOMAS LOUISPRESIDENT/CCO2902547

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 22 — Direct Participation Programs Representative Examination

Passed Sep 2009About the Series 22 exam

Series 39 — Direct Participation Programs Principal Examination

Passed Nov 2009About the Series 39 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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