Mary Margaret M. Vick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Margaret Mcinish Vick, who also goes by Mary Margaret Mcinish, Mary Margaret Mcinish, Mary Margaret VIck, Mary Margaret M. Vick, was a registered financial professional .
Mary Margaret is a previously registered financial professional and started their career in finance in 2009. Mary Margaret had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 30, 2022 - August 26, 2025
FIRST HORIZON ADVISORS, INC.
October 10, 2014 - May 31, 2019
FNBB CAPITAL MARKETS, LLC
May 17, 2012 - September 26, 2014
BBVA SECURITIES INC.
February 16, 2010 - October 12, 2010
SOUTHSTATE SECURITIES CORP.
November 4, 2009 - February 17, 2010
FENNEBRESQUE & CO., LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST HORIZON ADVISORS, INC.
CRD#: 17117 / SEC#: 801-78594, 8-35061
Contact information
FINRA licenses (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 9,076 |
| AUM (Assets Under Management) | $ 13,617,534,771 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/15/2025 | ||
| 08/16/2024 | ||
| 12/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
