CC
Cesar Colis Vidal
BOLTON SECURITIES
WELLESLEY, MA
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CRD#: 5697703
CC
Professional summary
Cesar Colis Vidal is a registered financial advisor currently at BOLTON SECURITIES CORPORATION located in Wellesley, Massachusetts and BOLTON GLOBAL CAPITAL located in Wellesley, Massachusetts.
Cesar is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Cesar has worked at 4 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Investment Advisor Representative of Bolton Securities Corporation, providing asset management services . Investment related and conducted from branch location. Spends varying hours during and outside trading hours throughout the month. Began activity upon association with firm. IAR is approved for providing investment advisory service on Interactive Brokers platform. 2)Owner and operator of entity created to operate securities and advisory businesses, New York Investment Solutions, LLC. Investment related and conducted from branch office location. Spends approximately forty hours during trading hours and ten hours outside of trading hours per month on this activity. LLC established May of 2015. 3) Owner and landlord of three residential rental properties located in Boston, MA. Began August 2018 and spends 1 hour per month outside of business hours. Not investment related and not conducted from Branch location.
CRS (Client Relationship Summary) - RIA
Click below to view Cesar Colis Vidal's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Cesar Colis Vidal's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 7, 2015 - Present
BOLTON SECURITIES CORPORATION
RIA
BD
CRD#: 129376
WELLESLEY, MA
Current
April 20, 2015 - Present
BOLTON GLOBAL CAPITAL
BD
CRD#: 15650
WELLESLEY, MA
Past
September 6, 2012 - May 14, 2015
RBC CAPITAL MARKETS, LLC
RIA
CRD#: 31194
NEW YORK, NY
Past
August 22, 2012 - May 14, 2015
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
NEW YORK, NY
Past
September 30, 2009 - May 23, 2012
MORGAN STANLEY
RIA
CRD#: 149777
NEW YORK, NY
Past
September 17, 2009 - May 23, 2012
MORGAN STANLEY
BD
CRD#: 149777
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BS
BOLTON SECURITIES CORPORATION
BOLTON GLOBAL ASSET MANAGEMENT | NEWERA WEALTH ADVISORS | DELTA GLOBAL ASSET MANAGEMENT | BOLTON SECURITIES CORPORATION | BOLTON SECURITIES CORP
CRD#: 129376 / SEC#: 801-66962, 8-68187
RIA
Registered Investment Advisory firm - SEC (8/9/2006 Approved)Georgia
Registered Investment Advisory firm - SEC (8/14/2006 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (8/17/2006 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/20/2015)
RR
Florida(4/20/2015)
RR
Massachusetts(11/24/2015)
IAR
Massachusetts(12/7/2015)
RR
New York(4/20/2015)
RR
Texas(4/20/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BS
BOLTON SECURITIES CORPORATION
BOLTON GLOBAL ASSET MANAGEMENT | NEWERA WEALTH ADVISORS | DELTA GLOBAL ASSET MANAGEMENT | BOLTON SECURITIES CORPORATION | BOLTON SECURITIES CORP
CRD#: 129376 / SEC#: 801-66962, 8-68187
RIA
Registered Investment Advisory firm - SEC (8/9/2006 Approved)Georgia
Registered Investment Advisory firm - SEC (8/14/2006 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (8/17/2006 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
579 Main Street, Bolton, MA 01740
Mailing Address
579 Main Street, Bolton, MA 01740
Phone number
(978) 779-6947
Established
Delaware since 07/30/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
154
SEC notice filing (38 States and Territories)
FINRA licenses (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,977 |
| AUM (Assets Under Management) | $ 7,004,872,405 |
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
