Dolores El Jaouhari
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dolores El Jaouhari was a registered financial professional .
Dolores is a previously registered financial professional and started their career in finance in 2009. Dolores had worked at 2 firms and has passed the Series 63, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2012 - April 16, 2013
FENIX SECURITIES, LLC
October 30, 2009 - August 10, 2010
PINNACLE CAPITAL MARKETS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FENIX SECURITIES, LLC
CRD#: 159481 / SEC#: , 8-68988
Contact information
FINRA licenses (10 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
