Kathryn E. Zurcher

ELEMENT POINTE FAMILY OFFICE

Vernon, CT

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CRD#: 5697330

Professional summary

Kathryn Elizabeth Zurcher, who also goes by Kathryn E. Zurcher, Kathryn Elizabeth Zurcher, is a registered financial advisor currently at ELEMENT POINTE FAMILY OFFICE located in Vernon, Connecticut.

Kathryn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Kathryn has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kathryn E. Zurcher | Kathryn Elizabeth Zurcher

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.Ms. Zurcher uses WP Financial as the name of the business under which she provides investment advice through Private Advisor Group, LLC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathryn Elizabeth Zurcher's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 14, 2024 - Present

ELEMENT POINTE FAMILY OFFICE

RIA

CRD#: 282750

Vernon, CT

Past

October 20, 2020 - October 1, 2024

PRIVATE ADVISOR GROUP, LLC

RIA

CRD#: 155216

West Hartford, CT

Past

May 2, 2017 - November 6, 2018

WEALTHSPIRE ADVISORS

RIA

CRD#: 126665

WEST HARTFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ELEMENT POINTE FAMILY OFFICE

ELEMENT POINTE | ROBUST ADVISORS, LLC | ELEMENT POINTE FAMILY OFFICE | ELEMENT POINTE ADVISORS, LLC | ELEMENT POINTE ADVISORS

CRD#: 282750 / SEC#: 801-107214

RIA

Registered Investment Advisory firm - (2/10/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(10/14/2024)

IAR

Florida
(11/5/2024)

IAR

Texas
(10/15/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/17/2017

Uniform Investment Adviser Law Examination

Current Firm

ELEMENT POINTE FAMILY OFFICE

ELEMENT POINTE | ROBUST ADVISORS, LLC | ELEMENT POINTE FAMILY OFFICE | ELEMENT POINTE ADVISORS, LLC | ELEMENT POINTE ADVISORS

CRD#: 282750 / SEC#: 801-107214

RIA

Registered Investment Advisory firm - (2/10/2016 Approved)

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Contact information

Main Address

333 Se 2nd Ave Suite 2520, Miami, FL 33131

Mailing Address

Phone number

(786) 655-9790

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ELEMENT POINTE FAMILY OFFICE ADV PART 2A BROCHURE 3.30.2025 (3/30/2025)

Regulatory assets under management

Total Number of Accounts	331
AUM (Assets Under Management)	$ 854,542,445

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kathryn E. Zurcher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathryn Elizabeth Zurcher's CRS (Customer Relationship Summary).

Certified licenses

Experience

ELEMENT POINTE FAMILY OFFICE

PRIVATE ADVISOR GROUP, LLC

WEALTHSPIRE ADVISORS

Primary Firm SEC Registration

ELEMENT POINTE FAMILY OFFICE

State Registrations and Notice Filings

Exams

Series 65

Date: 4/17/2017

Current Firm

ELEMENT POINTE FAMILY OFFICE

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ELEMENT POINTE FAMILY OFFICE

TRUST BUT VERIFY

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