Jeremy S. Pennington

S.B. VALUE PARTNERS, L.P.

BLOOMINGTON, IN

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CRD#: 5697218

Professional summary

Jeremy Stephen Pennington is a registered financial advisor currently at S.B. VALUE PARTNERS, L.P. located in Bloomington, Indiana.

Jeremy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Jeremy has worked at 4 firms and has passed the Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BLACK SHEEP CAPITAL; IS INVESTMENT-RELATED; 5700 WEST SUMAC, DENVER, CO 80123; THIS BUSINESS STILL HOLDS A RETAIL TRADING ACCOUNT; I AM A PARTNER; HEAD OF IT; START DATE: 10/2010; HOURS/ MONTH THAT I DEVOTE TO THIS DURING SECURITIES HOURS: < 1; MY DUTIES TO THIS BUSINESS ARE RELATED TO ENSURING THAT THE TECHNICAL INFRASTRUCTURE IS WORKING CORRECTLY (NETWORKING, CODE, DATABASES, ETC); AS THESE THINGS RARELY CHANGE, IT IS ALMOST ALWAYS WORKING CORRECTLY.. Name of outside business: ROC Investments; Is the business investment related: Yes; Location of the business: 930 Sierra Vista Dr Redding CA 96001 USA; Description of the business: This business is building an ETF of US equities.; Position Title: Consultant; Responsibilities Duties: Technical support specifically relating to Excel and occasional programming in Python; Start date with business: 2022-03-18; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 4;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy Stephen Pennington's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 3, 2017 - Present

S.B. VALUE PARTNERS, L.P.

RIA

CRD#: 139162

BLOOMINGTON, IN

Past

June 9, 2017 - July 3, 2017

INVESTMENT PROFESSIONALS, INC.

RIA

CRD#: 30184

ENGLEWOOD, CO

Past

June 3, 2013 - July 3, 2017

INVESTMENT PROFESSIONALS, INC.

CRD#: 30184

ENGLEWOOD, CO

Past

November 2, 2010 - February 15, 2013

GREAT POINT CAPITAL LLC

CRD#: 114203

CHICAGO, IL

Past

December 2, 2009 - October 27, 2010

CRT TRADING, LLC

CRD#: 44713

GENEVA, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

S.B. VALUE PARTNERS, L.P.

CRD#: 139162 / SEC#: 801-66139

RIA

Registered Investment Advisory firm - (2/16/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(7/3/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/6/2017

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 7/3/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/1/2009

General Securities Representative Examination

Current Firm

S.B. VALUE PARTNERS, L.P.

CRD#: 139162 / SEC#: 801-66139

RIA

Registered Investment Advisory firm - (2/16/2006 Approved)

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Contact information

Main Address

1903 San Pedro Avenue, San Antonio, TX 78212

Mailing Address

Po Box 15159, San Antonio, TX 78212

Phone number

(844) 728-2583

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SB VALUE PARTNERS BROCHURE (3/14/2025)

Regulatory assets under management

Total Number of Accounts	110
AUM (Assets Under Management)	$ 5,003,057,444

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeremy S. Pennington

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy Stephen Pennington's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESTMENT PROFESSIONALS, INC.

INVESTMENT PROFESSIONALS, INC.

GREAT POINT CAPITAL LLC

CRT TRADING, LLC

Primary Firm SEC Registration

S.B. VALUE PARTNERS, L.P.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/6/2017

SIE

Date: 7/3/2017

Series 7

Date: 12/1/2009

Current Firm

S.B. VALUE PARTNERS, L.P.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

S.B. VALUE PARTNERS, L.P.

TRUST BUT VERIFY

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