Daniel Savoie
Professional summary
Daniel Savoie, who also goes by Daniel Bernard Savoie, is a registered financial professional currently at INVESTX MARKETS LLC located in New York, New York.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2009. Daniel has worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Savoie's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 20, 2023 - Present
INVESTX MARKETS LLC
Office #1: 19 Fulton Street Suite 300, New York, NY 10038October 8, 2020 - April 10, 2023
FORESIDE FINANCIAL SERVICES, LLC
January 5, 2017 - February 12, 2020
FORESIDE FUND SERVICES, LLC
October 20, 2015 - December 31, 2016
NORTHERN LIGHTS DISTRIBUTORS, LLC
October 5, 2015 - February 5, 2020
WELLESLEY ASSET MANAGEMENT, INC.
March 20, 2015 - September 21, 2015
REALTY CAPITAL SECURITIES, LLC
October 7, 2013 - December 31, 2014
SIGNATOR INVESTORS, INC.
March 22, 2012 - March 6, 2015
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
April 29, 2011 - December 12, 2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
September 24, 2009 - March 21, 2011
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
INVESTX MARKETS LLC
CRD#: 148248 / SEC#: , 8-67996
Contact information
FINRA licenses (49 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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