BP
Bryan W. Pettit
CAPSTONE INVESTMENT GROUP
Olympia, WA 98502
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CRD#: 5696287
BP
Professional summary
Bryan William Pettit, who also goes by Bryan Pettit, is a registered financial advisor currently at CAPSTONE INVESTMENT GROUP located in Olympia, Washington and M. S. HOWELLS & CO. located in Olympia, Washington.
Bryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Bryan has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bryan Pettit
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CAPSTONE Investment Group, LLC. Investment-Related-Yes; Olympia, WA; Nature- Portfolio management, Financial planning, and Client care; Position/Title- Financial Advisor/Portfolio Manager; Start date- 8.1.2018; approximately 160 hours per month, 120 during trading hours; Description- manage stock portfolios, service a book of business review financial planning 2) 4) SMYSC; Investment related- No; Shelton, WA; Nature- Soccer coach; Position/Title- Coach; Start date- 6.1.2015; approximately 30 hours per month, 0 during trading hours; Description- Off-season, summer and winter prep practices, oversees other coaches and lead coach 5) New Hope Assembly of God; Investment-related- No; Shelton, WA; Nature- Leading at church with praise, discipleship, and youth ministry; Position/Title- Youth Pastor; Start date- 6.1.2012; Approximately 20 hours per month, 0 during trading hours; Description- Lead praise, preach to youth, assist Senior Pastor oversees discipleship ministries
CRS (Client Relationship Summary) - RIA
Click below to view Bryan William Pettit's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 16, 2018 - Present
CAPSTONE INVESTMENT GROUP
Office #1: 2405 Evergreen Park Drive Sw Bldg A, Olympia, WA 98502RIA
CRD#: 159918
Olympia, WA
Current
April 22, 2025 - Present
M. S. HOWELLS & CO.
Office #1: 2405 Evergreen Park Dr. Sw Bldg A, Olympia, WA 98502BD
CRD#: 104100
Olympia, WA
Past
February 23, 2023 - April 16, 2025
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Olympia, WA
Past
August 30, 2018 - February 22, 2023
PRIVATE CLIENT SERVICES, LLC
BD
CRD#: 120222
Olympia, WA
Past
June 18, 2013 - August 14, 2018
CUSO FINANCIAL SERVICES, L.P.
RIA
CRD#: 42132
SHELTON, WA
Past
April 1, 2013 - August 14, 2018
CUSO FINANCIAL SERVICES, L.P.
BD
CRD#: 42132
SHELTON, WA
Past
May 25, 2010 - April 29, 2013
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
UNIVERSITY PLACE, WA
Past
October 1, 2009 - May 14, 2010
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAPSTONE INVESTMENT GROUP
CAPSTONE INVESTMENT GROUP | CAPSTONE TRUST | CAPSTONE INVESTMENT GROUP, LLC
CRD#: 159918 / SEC#: 801-121820
RIA
Registered Investment Advisory firm - (7/22/2021 Approved)Arizona
Registered Investment Advisory firm - (12/8/2020 Terminated)California
Registered Investment Advisory firm - (9/8/2021 Terminated)Oregon
Registered Investment Advisory firm - (8/10/2021 Terminated)Texas
Registered Investment Advisory firm - (8/9/2021 Terminated)Washington
Registered Investment Advisory firm - (4/7/2022 Terminated)Wisconsin
Registered Investment Advisory firm - (12/8/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(1/6/2020)
RR
California(4/22/2025)
IAR
Oregon(2/28/2020)
RR
Oregon(5/6/2025)
IAR
Texas(12/13/2022)
IAR
Washington(8/16/2018)
RR
Washington(4/22/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAPSTONE INVESTMENT GROUP
CAPSTONE INVESTMENT GROUP | CAPSTONE TRUST | CAPSTONE INVESTMENT GROUP, LLC
CRD#: 159918 / SEC#: 801-121820
RIA
Registered Investment Advisory firm - (7/22/2021 Approved)Arizona
Registered Investment Advisory firm - (12/8/2020 Terminated)California
Registered Investment Advisory firm - (9/8/2021 Terminated)Oregon
Registered Investment Advisory firm - (8/10/2021 Terminated)Texas
Registered Investment Advisory firm - (8/9/2021 Terminated)Washington
Registered Investment Advisory firm - (4/7/2022 Terminated)Wisconsin
Registered Investment Advisory firm - (12/8/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2405 Evergreen Park Drive Sw Bldg A, Olympia, WA 98502
Mailing Address
2405 Evergreen Park Drive Sw Bldg A, Olympia, WA 98502
Phone number
(360) 570-9888
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,178 |
| AUM (Assets Under Management) | $ 152,420,481 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAPSTONE INVESTMENT GROUP
CRD#: 159918Olympia, WA 98502TRUST BUT VERIFY
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