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AK

Andrew Koroneos

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CRD#: 5696273
AK

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Andrew Koroneos was a registered financial professional .

Andrew is a previously registered financial professional and started their career in finance in 2009. Andrew had worked at 2 firms and has passed the SIE, Series 56 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

October 31, 2011 - August 31, 2018

TMT INVESTMENTS, LLC

BD
CRD#: 144491
CHICAGO, IL
Past

August 13, 2009 - February 28, 2011

THIRD MILLENNIUM TRADING, LLC

BD
CRD#: 117372
CHICAGO, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
SIE
Date: 8/31/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 56
Date: 10/28/2011
Proprietary Trader Qualification Examination
Principal/Supervisory Exam

Current Firm


TI
TMT INVESTMENTS, LLC
TMT INVESTMENTS, LLC

CRD#: 144491 / SEC#: , 8-67661

BD
Terminated by SEC on 09/29/2018
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Contact information


Main Address
Mailing Address
Phone number
Established
Illinois since 02/13/2007
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
PALUMBO, MICHAEL JOHNMANAGING MEMBER2795112
KAZAROSS, NEIL THOMASMEMBER4471620
NANGLE, EDWARD JOHNMEMBER4728318
KEILEY, EDWARD HAYESCHIEF COMPLIANCE FINOP/ AML OFFICER/CFO2187781

Disclosures


Regulatory Event3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TMT INVESTMENTS, LLC

CRD#: 144491

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