JM
Jon J. Milliken
PLAN SIMPLE FINANCIAL PARTNERS
New Orleans, LA 70119
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CRD#: 5696256
JM
Professional summary
Jon Justin Milliken is a registered financial advisor currently at PLAN SIMPLE FINANCIAL PARTNERS, LLC located in New Orleans, Louisiana.
Jon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Jon has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LICENSED AS AN INDEPENDENT INSURANCE AGENT TO SELL FIXED INSURANCE PRODUCTS - APPROVED TO OFFER LIFE SETTLEMENTS * JM WEALTH MANAGEMENT LLC; SAME AS BRANCH; INV REL; ADVISORY SERVICES FOR LIFE INSURANCE, DI, GROUP LIFE/HEALTH/DISABILITY, I ALSO CONSULT WITH OTHER AGENTS ON IMPROVING THEIR PRACTICE; PRINCIPAL/OWNER; START DATE=10/2016; HRS/MO=120; TRADING HRS/MO=80; ADVISING MY CLIENTS FOR INDIVIDUAL LIFE/DISABILITY/HEALTH PLANS, I AM COMPENSATED BY COMMISSIONS * WEALTH SOLUTIONS LLC; SAME AS BUSINESS; INV/REL; ADVISORY SERVICES FOR GROUP RETIREMENT PLANS EXECUTIVE BENEFITS QUALIFIED AND NON QUALIFIED GRUP HEALTH DENTAL DISABILITY; ADVISOR; START DATE=08/2017; HRS/MO=40; TRADING HRS/MO=30; MY ROLE IS TO DEVELOP NEW BUSINESS OPPORTUNITIES FOR GROUP RETIREMENT PLANS AND GROUP BENEFIT PLANS SUCH AS DISABILITY HEALTH AND DENTAL I WILL ALSO SERVICE ESTABLISHED RETIREMENT PLANS BY CONDUCTING ENROLLMENT MEETINGS * Acacia Financial Group; same as branch; inv rel; insurance and financial services; Managing Partner; start date=01/2018; hrs/mo=160; trading hrs/mo=140; sell life insurance, disability insurance, retirement plans and to provide service to existing clients * Business Exit Planning Consultant; same as residence; non-inv rel; I have earned my CEPA (Certified Exit Planning Advisor) designation from the EPI (Exit Planning Institute), consult with business owners on their exit strategy, ensure that their personal and professional goals are in alignment with their imminent exit of the business; President; start date=09/2019; hrs/mo=20; trading hrs/mo=10; consult with the owner(s) on their goals to exit the business, make sure they have systems in place to effectively manage human capital, business operations and maximize enterprise value *Fetch Financial or Fetch Financial Consulting Group; 2334 Leon C Simon Dr, New Orleans LA 70122; inv rel; consult with DVM (doctors of veterinary medicine) on their practice efficiencies; Partner; start date=06/2020; hrs/mo=20; trading hrs/mo=20; I will work with the DVM on their business exit planning strategy-includes consulting on increasing the business value through creating efficiencies and strategies that make the business more sound and ready for sale to another party. Jon Justin Milliken is a President of PlanSimple Insurance Partners, LLC; ADV Category: insurance company or agency; Investment related: No; Location of the business: 7041 Canal Blvd #509 New Orleans LA 70124; Description of the business: Employee Benefits, Group Voluntary Benefits, Individual Insurance; Responsibilities Duties: Facilitates insurance operation that includes but is not limited to: Group Benefits, Group Voluntary Benefits, Individual Life, Disability, Annuity; Start date with business: 2023-01-16; Hours per month devoted to business during trading hours: 4; Hours per month devoted to business outside trading hours: 0;
CRS (Client Relationship Summary) - RIA
Click below to view Jon Justin Milliken's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 8, 2022 - Present
PLAN SIMPLE FINANCIAL PARTNERS, LLC
Office #1: 138 N. Cortez Suite B, New Orleans, LA 70119RIA
CRD#: 318578
New Orleans, LA
Past
November 1, 2021 - March 8, 2022
AMERITAS ADVISORY SERVICES, LLC
RIA
CRD#: 317245
METAIRIE, LA
Past
February 11, 2020 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
New Orleans, LA
Past
August 23, 2017 - March 8, 2022
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
New Orleans, LA
Past
June 7, 2011 - February 1, 2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
METAIRIE, LA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(3/8/2022)
IAR
Texas(3/17/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PS
PLAN SIMPLE FINANCIAL PARTNERS, LLC
FETCH FINANCIAL LLC | PLAN SIMPLE FINANCIAL PARTNERS, LLC | PLAN SIMPLE FINANCIAL GROUP
CRD#: 318578 / SEC#:
Louisiana
Registered Investment Advisory firm - (3/8/2022 Approved)Texas
Registered Investment Advisory firm - (3/17/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
138 N. Cortez Suite B, New Orleans, LA 70119
Mailing Address
Phone number
(504) 374-8020
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 37 |
| AUM (Assets Under Management) | $ 12,000,000 |
Red Flags
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Company Information
PLAN SIMPLE FINANCIAL PARTNERS, LLC
CRD#: 318578New Orleans, LA 70119TRUST BUT VERIFY
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