AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JM

Jon J. Milliken

PLAN SIMPLE FINANCIAL PARTNERS
New Orleans, LA 70119
Some features on this profile are disabled
CRD#: 5696256
JM

Professional summary

Jon Justin Milliken is a registered financial advisor currently at PLAN SIMPLE FINANCIAL PARTNERS, LLC located in New Orleans, Louisiana.

Jon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Jon has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jon Justin Milliken's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 8, 2022 - Present

PLAN SIMPLE FINANCIAL PARTNERS, LLC

Office #1: 138 N. Cortez Suite B, New Orleans, LA 70119
RIA
CRD#: 318578
New Orleans, LA
Past

November 1, 2021 - March 8, 2022

AMERITAS ADVISORY SERVICES, LLC

RIA
CRD#: 317245
METAIRIE, LA
Past

February 11, 2020 - November 1, 2021

AMERITAS INVESTMENT COMPANY, LLC

RIA
CRD#: 14869
New Orleans, LA
Past

August 23, 2017 - March 8, 2022

AMERITAS INVESTMENT COMPANY, LLC

BD
CRD#: 14869
New Orleans, LA
Past

June 7, 2011 - February 1, 2017

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
METAIRIE, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Louisiana
(3/8/2022)
IAR
Texas
(3/17/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/3/2020
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/20/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 6/6/2011
Investment Company Products/Variable Contracts Representative Examination

Current Firm

PS
PLAN SIMPLE FINANCIAL PARTNERS, LLC
FETCH FINANCIAL LLC | PLAN SIMPLE FINANCIAL PARTNERS, LLC | PLAN SIMPLE FINANCIAL GROUP

CRD#: 318578 / SEC#:

Louisiana
Registered Investment Advisory firm - (3/8/2022 Approved)
Texas
Registered Investment Advisory firm - (3/17/2022 Approved)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
138 N. Cortez Suite B, New Orleans, LA 70119
Mailing Address
Phone number
(504) 374-8020
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts37
AUM (Assets Under Management)$ 12,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PLAN SIMPLE FINANCIAL PARTNERS, LLC

CRD#: 318578New Orleans, LA 70119

TRUST BUT VERIFY

Monitor Jon Milliken

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Alan Louis Brockhaus
Alan BrockhausAdvisorCheck Check Mark
RITHOLTZ WEALTH MANAGEMENT
IAR
New Orleans, LA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.