Andor Cakanj
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andor Cakanj, who also goes by Andor Cakand, was a registered financial professional .
Andor is a previously registered financial professional and started their career in finance in 2010. Andor had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 2012 - September 17, 2015
HALCYON CABOT PARTNERS, LTD.
December 1, 2010 - August 6, 2012
NEWBRIDGE SECURITIES CORPORATION
July 14, 2010 - December 2, 2010
EMPIRE ASSET MANAGEMENT COMPANY
March 9, 2010 - July 14, 2010
CHICAGO INVESTMENT GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HALCYON CABOT PARTNERS, LTD.
CRD#: 32664 / SEC#: , 8-28702
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 13 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
