Christopher P. Ciprietti

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CRD#: 5695633

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Christopher Patrick Ciprietti was a registered financial professional .

Christopher is a previously registered financial professional and started their career in finance in 2011. Christopher had worked at 5 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 9, 2020 - November 29, 2021

MARKIN ASSET MANAGEMENT, LP

RIA

CRD#: 311719

RYE, NY

Past

January 18, 2018 - December 1, 2020

FRONTIER SOLUTIONS, LLC

CRD#: 136102

RICHMOND, VA

Past

January 5, 2015 - January 12, 2018

ALT FUND DISTRIBUTORS LLC

CRD#: 146547

New York, NY

Past

May 17, 2012 - December 8, 2014

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

MT. LAUREL, NJ

Past

May 17, 2012 - December 8, 2014

UBS FINANCIAL SERVICES INC.

CRD#: 8174

MT. LAUREL, NJ

Past

November 17, 2011 - June 14, 2012

MORGAN STANLEY

RIA

CRD#: 149777

MT. LAUREL, NJ

Past

August 16, 2011 - June 14, 2012

MORGAN STANLEY

CRD#: 149777

MT. LAUREL, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MARKIN ASSET MANAGEMENT, LP

CRD#: 311719 / SEC#: 801-119940

RIA

Registered Investment Advisory firm - (12/4/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/16/2011

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/31/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/15/2011

General Securities Representative Examination

Current Firm

MARKIN ASSET MANAGEMENT, LP

CRD#: 311719 / SEC#: 801-119940

RIA

Registered Investment Advisory firm - (12/4/2020 Approved)

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Contact information

Main Address

Rye, NY

Mailing Address

411 Theodore Fremd Avenue Suite 206 South, Rye, NY 10580

Phone number

(914) 269-2338

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MARKIN BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	370
AUM (Assets Under Management)	$ 120,341,630

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christopher P. Ciprietti

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FRONTIER SOLUTIONS, LLC

ALT FUND DISTRIBUTORS LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MORGAN STANLEY

MORGAN STANLEY

Primary Firm SEC Registration

MARKIN ASSET MANAGEMENT, LP

State Registrations and Notice Filings

Exams

Series 66

Date: 11/16/2011

Series 7TO

Date: 3/31/2024

SIE

Date: 10/1/2018

Series 7

Date: 8/15/2011

Current Firm

MARKIN ASSET MANAGEMENT, LP

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MARKIN ASSET MANAGEMENT, LP

TRUST BUT VERIFY

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