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Rajeshwari Chakravarty

Some features on this profile are disabled
CRD#: 5695511
RC

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Rajeshwari Chakravarty was a registered financial professional .

Rajeshwari is a previously registered financial professional and started their career in finance in 2010. Rajeshwari had worked at 1 firm and has passed the Series 79 and Series 62 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 22, 2010 - July 15, 2013

GALILEO GLOBAL SECURITIES, LLC

BD
CRD#: 140076
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 79
Date: 2/8/2012
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 62
Date: 11/19/2010
Corporate Securities Limited Representative Examination

Current Firm

GG
GALILEO GLOBAL SECURITIES, LLC
GALILEO GLOBAL SECURITIES, LLC

CRD#: 140076 / SEC#: , 8-67275

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1230 Avenue Of The Americas 16f, New York, NY 10020
Mailing Address
1230 Avenue Of The Americas 16f, New York, NY 10020
Phone number
(646) 591-2258
Established
New York since 11/10/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (17 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PAGES, FRANCOIS ALBERTMANAGING PARTNER & CEO, AML COMPLIANCE OFFICER3199194
DAFFLON, DONGLIN WUSHAREHOLDER - NON VOTING PREFERRED SHARES
MRVALJEVIC, KATARINACHIEF FINANCIAL OFFICER & FINOP
UGEUX, GEORGES LEOPOLDCHIEF COMPLIANCE OFFICER1465757

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GALILEO GLOBAL SECURITIES, LLC

CRD#: 140076

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