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GF

Gregory T. Freeman

STRIVE FINANCIAL GROUP
CARMEL, IN 46290
Some features on this profile are disabled
CRD#: 5695227
GF

Professional summary

Gregory Thomas Freeman is a registered financial advisor currently at STRIVE FINANCIAL GROUP, LLC located in Carmel, Indiana.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Gregory has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Strive Financial Group, LLC; Investment Related; Indianapolis, IN; Insurance Agent; Fixed Insurance sales; Started 09/2024; Approximately 48 hours per month spent; Approximately 48 hours per month spent during securities trading hours. Wellington Wealth Strategies, LLC; Investment Related; Indianapolis, IN; Started 11/2019; Investment Advisor Representative; Provide investment advisory services; Will remain dually registered through the transition of business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Thomas Freeman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 30, 2024 - Present

STRIVE FINANCIAL GROUP, LLC

Office #1: 10201 N. Illinois Street Suite 325, Carmel, IN 46290
RIA
CRD#: 333298
CARMEL, IN
Past

November 19, 2019 - December 31, 2024

WELLINGTON WEALTH STRATEGIES, LLC

RIA
CRD#: 306298
INDIANAPOLIS, IN
Past

January 25, 2016 - September 16, 2019

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
INDIANAPOLIS, IN
Past

September 11, 2009 - September 16, 2019

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
INDIANAPOLIS, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
STRIVE FINANCIAL GROUP, LLC
FIREFIGHTER FINANCIAL ADVISOR | STRIVE FINANCIAL GROUP, LLC

CRD#: 333298 / SEC#: 801-131400

RIA
Registered Investment Advisory firm - (10/30/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(10/30/2024)
IAR
Texas
(10/30/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/11/2015
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/24/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 9/10/2009
Investment Company Products/Variable Contracts Representative Examination

Current Firm

SF
STRIVE FINANCIAL GROUP, LLC
FIREFIGHTER FINANCIAL ADVISOR | STRIVE FINANCIAL GROUP, LLC

CRD#: 333298 / SEC#: 801-131400

RIA
Registered Investment Advisory firm - (10/30/2024 Approved)
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Contact information

Main Address
10201 N. Illinois Street Suite 325, Carmel, IN 46290
Mailing Address
Phone number
(317) 590-0146
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV2A/2B (6/4/2025)

Regulatory assets under management

Total Number of Accounts1,765
AUM (Assets Under Management)$ 188,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRIVE FINANCIAL GROUP, LLC

CRD#: 333298Carmel, IN 46290

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