Todd M. Matheny

GRANDEUR PEAK GLOBAL ADVISORS

Salt Lake City, UT 84101

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CRD#: 5695195

Professional summary

Todd Michael Matheny, who also goes by Todd Matheny, is a registered financial advisor currently at GRANDEUR PEAK GLOBAL ADVISORS located in Salt Lake City, Utah and NORTHERN LIGHTS DISTRIBUTORS, LLC located in Elkhorn, Nebraska.

Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Todd has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Todd Matheny

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1). GRANDEUR PEAK GLOBAL ADVISORS, LLC.; INVESTMENT RELATED, Salt Lake City, UT; INVESTMENT ADVISOR; DIRECTOR OF CLIENT RELATIONS; Start: 02/2019; 160 HRS/MON, 130 HRS/MON DURING TRADING HRS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Michael Matheny's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 26, 2019 - Present

GRANDEUR PEAK GLOBAL ADVISORS

Office #1: 136 S Main St Ste 720, Salt Lake City, UT 84101

RIA

CRD#: 158270

Salt Lake City, UT

Current

October 31, 2024 - Present

NORTHERN LIGHTS DISTRIBUTORS, LLC

Office #1: 4221 North 203rd Street, Suite 100, Elkhorn, NE 68022

CRD#: 126159

Elkhorn, NE

Past

October 20, 2023 - October 31, 2024

FORESIDE FINANCIAL SERVICES, LLC

CRD#: 148477

Salt Lake City, UT

Past

March 4, 2019 - October 19, 2023

ALPS DISTRIBUTORS, INC.

CRD#: 16853

SALT LAKE CITY, UT

Past

February 19, 2016 - February 21, 2019

FORESIDE FUND SERVICES, LLC

CRD#: 46106

New York, NY

Past

August 26, 2009 - September 9, 2014

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GRANDEUR PEAK GLOBAL ADVISORS

GRANDEUR PEAK GLOBAL ADVISORS | GRANDEUR PEAK GLOBAL ADVISORS, LLC

CRD#: 158270 / SEC#: 801-72540

RIA

Registered Investment Advisory firm - (7/6/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Nebraska
(10/31/2024)

IAR

Utah
(4/26/2019)

Utah
(10/31/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/25/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/5/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 8/17/2015

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 8/25/2009

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

GRANDEUR PEAK GLOBAL ADVISORS

GRANDEUR PEAK GLOBAL ADVISORS | GRANDEUR PEAK GLOBAL ADVISORS, LLC

CRD#: 158270 / SEC#: 801-72540

RIA

Registered Investment Advisory firm - (7/6/2011 Approved)

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Contact information

Main Address

136 S Main St Ste 720, Salt Lake City, UT 84101

Mailing Address

Phone number

(801) 384-0000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

GRANDEUR PEAK GLOBAL ADVISORS BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	18
AUM (Assets Under Management)	$ 4,872,509,175

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Todd M. Matheny

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Michael Matheny's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHERN LIGHTS DISTRIBUTORS, LLC

FORESIDE FINANCIAL SERVICES, LLC

ALPS DISTRIBUTORS, INC.

FORESIDE FUND SERVICES, LLC

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

GRANDEUR PEAK GLOBAL ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 4/25/2019

Series 63

Date: 4/5/2016

SIE

Date: 10/1/2018

Series 3

Date: 8/17/2015

Series 7

Date: 8/25/2009

FINRA

Current Firm

GRANDEUR PEAK GLOBAL ADVISORS

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GRANDEUR PEAK GLOBAL ADVISORS

TRUST BUT VERIFY

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