Micheal D. Lucas

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CRD#: 5695141

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Micheal D Lucas II, who also goes by Michael Dean Lucas II, Michael Dean Lucas, Micheal Dean Lucas Ii, Micheal D Lucas, was a registered financial professional .

Micheal is a previously registered financial professional and started their career in finance in 2009. Micheal had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Michael Dean Lucas Ii | Michael Dean Lucas | Micheal Dean Lucas Ii | Micheal D Lucas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

American Senior Benefits; Investment Related; 42211 N 41st DR, Suite A101, Phoenix, AZ 85086; Insurance Sales; Insurance Agent; Start date 05/2021, 40 hrs per week.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 20, 2023 - December 19, 2024

ELEVATED CAPITAL ADVISORS, LLC

RIA

CRD#: 226721

Anthem, AZ

Past

January 11, 2022 - January 26, 2023

GRADIENT ADVISORS, LLC

RIA

CRD#: 152665

Phoenix, AZ

Past

November 19, 2019 - August 2, 2021

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

RIA

CRD#: 611

PHOENIX, AZ

Past

August 19, 2019 - August 2, 2021

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

PHOENIX, AZ

Past

March 3, 2014 - July 9, 2019

MML INVESTORS SERVICES, LLC

CRD#: 10409

SCOTTSDALE, AZ

Past

December 23, 2009 - October 18, 2013

NYLIFE SECURITIES LLC

CRD#: 5167

SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ELEVATED CAPITAL ADVISORS, LLC

CRD#: 226721 / SEC#: 801-110864

RIA

Registered Investment Advisory firm - (7/21/2017 Approved)

Kansas

Registered Investment Advisory firm - (12/9/2019 Terminated)

Missouri

Registered Investment Advisory firm - (12/9/2019 Terminated)

Utah

Registered Investment Advisory firm - (12/9/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/15/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/19/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/22/2009

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ELEVATED CAPITAL ADVISORS, LLC

CRD#: 226721 / SEC#: 801-110864

RIA

Registered Investment Advisory firm - (7/21/2017 Approved)

Kansas

Registered Investment Advisory firm - (12/9/2019 Terminated)

Missouri

Registered Investment Advisory firm - (12/9/2019 Terminated)

Utah

Registered Investment Advisory firm - (12/9/2019 Terminated)

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Contact information

Main Address

11925 South 700 East, Draper, UT 84020

Mailing Address

Phone number

(385) 237-3338

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A DISCLOSURE BROCHURE (3/13/2025)

Regulatory assets under management

Total Number of Accounts	2,403
AUM (Assets Under Management)	$ 433,034,784

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Micheal D. Lucas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

GRADIENT ADVISORS, LLC

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

MML INVESTORS SERVICES, LLC

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

ELEVATED CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/15/2019

Series 63

Date: 2/19/2010

SIE

Date: 10/1/2018

Series 6

Date: 12/22/2009

Current Firm

ELEVATED CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ELEVATED CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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