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Ryan Hayashida

CRD# 5695115·Registered 2011 - 2015
Previously Registered: Being a previously registered professional could mean that Ryan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ryan Hayashida, who also goes by Ryan E Hayashida, Ryan E. Hayashida, Ryan Elliott Hayashida, was a registered financial advisor. Ryan was a previously registered financial professional and started their career in finance 2011 - 2015. Ryan had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ryan E Hayashida, Ryan E. Hayashida, Ryan Elliott Hayashida

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

GLC SECURITIES, LLC·CRD# 153581
BD
New York, NY
July 1, 2015 - October 19, 2015
GOLDMAN SACHS & CO. LLC·CRD# 361
BD
New York, NY
August 24, 2011 - October 14, 2013

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Current Firm

GS
GLC SECURITIES, LLC

GLC SECURITIES, LLC | GLCA SECURITIES, LLC

CRD#: 153581 / SEC#: 8-68557
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

600 Lexington Avenue 9th Floor, New York, NY 10022

Mailing Address

600 Lexington Avenue 9th Floor, New York, NY 10022

Phone Number

(212) 542-4540

Established

Delaware since 08/12/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
GLC ADVISORS & CO. HOLDINGS, LLCOWNER—
BENNINGER, THOMAS MICHAELPRINCIPAL—
HAN, ABRAHAM TPRINCIPAL—
KINZER, CAROL ANNFINOP/CFO4519471
REYNERTSON, JON SORENPRINCIPAL/CEO/CCO—

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2011About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2011About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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