Shawn M. Saguid
Professional summary
Shawn Michael Saguid was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Shawn Michael Saguid, who also goes by Shawn M Saguid, was a registered financial professional .
Shawn is a previously registered financial professional and started their career in finance in 2013. Shawn had worked at 1 firm and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 2013 - December 13, 2013
DAVID LERNER ASSOCIATES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
DAVID LERNER ASSOCIATES, INC.
CRD#: 5397 / SEC#: , 8-20746
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 22 |
| Arbitration | 19 |
Red Flags
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