Daniel H. Yoo

APELLA WEALTH

Costa Me, CA 92626

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CRD#: 5694949

Professional summary

Daniel H Yoo, CFP®, who also goes by Daniel Yoo, is a registered financial advisor currently at APELLA WEALTH located in Costa Me, California.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Daniel has worked at 3 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

Daniel Yoo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MR. YOO, IN HIS INDIVIDUAL CAPACITY, IS AN AGENT FOR VARIOUS INSURANCE COMPANIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel H Yoo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

January 7, 2026 - Present

APELLA WEALTH

Office #1: 949 South Coast Drive Suite 100, Costa Me, CA 92626

RIA

CRD#: 171106

Costa Me, CA

Past

August 19, 2019 - December 31, 2025

PBMARES WEALTH MANAGEMENT LLC

RIA

CRD#: 116218

FAIRFAX, VA

Past

July 1, 2013 - March 22, 2019

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

VIENNA, VA

Past

December 8, 2012 - March 22, 2019

UBS FINANCIAL SERVICES INC.

CRD#: 8174

VIENNA, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

APELLA WEALTH

APELLA CAPITAL | APELLA WEALTH | APELLA CAPITAL, LLC

CRD#: 171106 / SEC#: 801-79650

RIA

Registered Investment Advisory firm - (4/29/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/28/2026)

IAR

Connecticut
(1/7/2026)

IAR

Virginia
(1/7/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

IAR

Series 66

Status Unavailable

Passed: 6/29/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Status Unavailable

Passed: 10/10/2013

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 12/7/2012

General Securities Representative Examination

Current Firm

APELLA WEALTH

APELLA CAPITAL | APELLA WEALTH | APELLA CAPITAL, LLC

CRD#: 171106 / SEC#: 801-79650

RIA

Registered Investment Advisory firm - (4/29/2014 Approved)

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Contact information

Main Address

65 Memorial Drive Suite C340, West Hartford, CT 06107

Mailing Address

Phone number

(860) 785-2260

Established

Firm type

Fiscal year end

# of Employees

179

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APELLA WEALTH PART 2A SEPTEMBER 2026 (9/8/2026)

Regulatory assets under management

Total Number of Accounts	24,058
AUM (Assets Under Management)	$ 11,065,217,421

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/16/2026	Cover Page	Report
01/24/2025	Cover Page	Report
03/29/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel H. Yoo

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel H Yoo's CRS (Customer Relationship Summary).

Certified licenses

Experience

PBMARES WEALTH MANAGEMENT LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

APELLA WEALTH

State Registrations and Notice Filings

Exams

Series 66

Passed: 6/29/2013

SIE

Passed: 10/1/2018

Series 31

Passed: 10/10/2013

Series 7

Passed: 12/7/2012

Current Firm

APELLA WEALTH

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

APELLA WEALTH

TRUST BUT VERIFY

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