Gay F. Thompson
PER STIRLING CAPITAL MANAGEMENT
Austin, TX 78746
Some features on this profile are disabled
CRD#: 5694536
Professional summary
Gay Fannie Thompson, CFP®, who also goes by Gay Fannie Martin, Gay Thompson, is a registered financial advisor currently at PER STIRLING CAPITAL MANAGEMENT, LLC located in Austin, Texas and B.B. GRAHAM & COMPANY, INC. located in Austin, Texas.
Gay is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Gay has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gay Fannie Martin | Gay Thompson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. INSURANCE SALES - INVESTMENT RELATED - LOCATED AT 4800 BEE CAVES RD, AUSTIN, TX 78746; NATURE: SERVICING TERM INSURANCE CONTRACTS SOLD PRIOR TO 8/2018. NUMBER OF HOURS: 0; NUMBER OF HOURS DURING SECURITIES TRADING HOURS: 0. (2) PER STIRLING CAPITAL MANAGEMENT, LLC; INVESTMENT RELATED; 4800 BEE CAVE RD, AUSTIN, TX 78746; REGISTERED INVESTMENT ADVISOR; FINANCIAL ADVISOR; 90% OF MY TIME;PROVIDE INVESTMENT MANAGEMENT SERVICES TO MY CLIENTS. 2. GM NORTHWEST HOLDINGS, LLC - NON-INVESTMENT RELATED; ADDRESS: 6006 MOUNTAIN VILLA DR, AUSTIN, TX, 78731; NATURE; RENTAL PROPERTY; POSITION: MANAGING MEMBER; START DATE: 10/2023; NUMBER OF HOURS: 1 HOURS/MONTH DURING NON-TRADING HOURS. ADDITIONAL OUTSIDE BUSINESS ACTIVITIES APPROVED BY PER STIRLING CAPITAL MANAGEMENT, LLC: 3. B .B. GRAHAM & COMPANY - INVESTMENT RELATED; ADDRESS: 4800 BEE CAVES RD, AUSTIN, TX, 78746; NATURE OF BUSINESS: BROKER-DEALER, POSITION: REGISTERED REPRESENTATIVE; START DATE: 08/2018. ADDITIONAL OUTSIDE BUSINESS ACTIVITIES APPROVED BY B. B. GRAHAM & CO., Inc.: 4. PER STIRLING CAPITAL MANAGEMENT, LLC - INVESTMENT RELATED; ADDRESS: 4800 BEE CAVES RD, AUSTIN, TX, 78746; NATURE OF BUSINESS: REGISTERED INVESTMENT ADVISER; POSITION: INVESTMENT ADVISOR REPRESENTATIVE; START DATE: 08/2018; SPENDS APPROX. 90% OF TIME/MONTH DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Gay Fannie Thompson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
August 23, 2018 - Present
PER STIRLING CAPITAL MANAGEMENT, LLC
Office #1: 4800 Bee Caves Road, Austin, TX 78746RIA
CRD#: 151671
Austin, TX
Current
August 23, 2018 - Present
B.B. GRAHAM & COMPANY, INC.
Office #1: 4800 Bee Cave Drive, Austin, TX 78746RIA
BD
CRD#: 41533
Austin, TX
Past
March 25, 2017 - August 29, 2018
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
AUSTIN, TX
Past
March 25, 2017 - August 29, 2018
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
AUSTIN, TX
Past
January 2, 2015 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
AUSTIN, TX
Past
January 2, 2015 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
AUSTIN, TX
Past
September 4, 2009 - January 2, 2015
NEW ENGLAND SECURITIES
RIA
CRD#: 615
AUSTIN, TX
Past
August 11, 2009 - January 2, 2015
NEW ENGLAND SECURITIES
BD
CRD#: 615
AUSTIN, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PS
PER STIRLING CAPITAL MANAGEMENT, LLC
PER STIRLING | PER STIRLING PRIVATE WEALTH | PER STIRLING INVESTMENTS | PER STIRLING GROUP, LLC | PER STIRLING CAPITAL MANAGEMENT, LLC
CRD#: 151671 / SEC#: 801-70707
RIA
Registered Investment Advisory firm - (10/28/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/20/2023)
RR
Florida(8/31/2018)
RR
Ohio(8/29/2018)
RR
Tennessee(10/28/2022)
RR
Texas(8/23/2018)
IAR
Texas(8/23/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PS
PER STIRLING CAPITAL MANAGEMENT, LLC
PER STIRLING | PER STIRLING PRIVATE WEALTH | PER STIRLING INVESTMENTS | PER STIRLING GROUP, LLC | PER STIRLING CAPITAL MANAGEMENT, LLC
CRD#: 151671 / SEC#: 801-70707
RIA
Registered Investment Advisory firm - (10/28/2009 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
4800 Bee Caves Road, Austin, TX 78746
Mailing Address
Phone number
(512) 628-2300
Established
Firm type
Fiscal year end
# of Employees
30
SEC notice filing (21 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,584 |
| AUM (Assets Under Management) | $ 1,387,216,441 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
