Jonathan T. Peckron

SCHWAB WEALTH ADVISORY

Saint Louis, MO 63141

Some features on this profile are disabled

CRD#: 5694304

Professional summary

Jonathan Thomas Peckron, CFP®, who also goes by Jon Thomas Peckron, Jonathan Thomas Peckron, Jonathon Peckron, Jonathan T Peckron, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Saint Louis, Missouri and CHARLES SCHWAB & CO., INC. located in St Louis, Missouri.

Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Jonathan has worked at 6 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jon Thomas Peckron | Jonathan Thomas Peckron | Jonathon Peckron | Jonathan T Peckron

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 05/09/2024 - PWM Planning - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 80 Hours per month. 2) 05/09/2024 - PWM - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 80 Hours per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Thomas Peckron's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

July 30, 2024 - Present

SCHWAB WEALTH ADVISORY, INC.

Office #1: 500 Maryville University Dr, Saint Louis, MO 63141

RIA

CRD#: 159035

Saint Louis, MO

Current

July 30, 2024 - Present

CHARLES SCHWAB & CO., INC.

Office #1: 500 Maryville University Drive, St Louis, MO 63141

RIA

CRD#: 5393

St Louis, MO

Past

May 13, 2024 - July 18, 2024

LPL FINANCIAL LLC

RIA

CRD#: 6413

ST. LOUIS, MO

Past

May 13, 2024 - July 18, 2024

LPL FINANCIAL LLC

CRD#: 6413

ST. LOUIS, MO

Past

September 28, 2023 - May 15, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

FRONTENAC, MO

Past

September 28, 2023 - May 15, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

FRONTENAC, MO

Past

January 6, 2022 - March 20, 2023

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

December 16, 2021 - March 20, 2023

SCHWAB WEALTH ADVISORY, INC.

RIA

CRD#: 159035

ST. LOUIS,, MO

Past

August 7, 2018 - March 7, 2022

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

St Louis, MO

Past

October 4, 2013 - May 30, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

ST. LOUIS, MO

Past

October 4, 2013 - May 30, 2018

LPL FINANCIAL LLC

CRD#: 6413

ST. LOUIS, MO

Past

November 17, 2009 - October 4, 2013

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

ST. ALBANS RD, MO

Past

September 7, 2009 - October 4, 2013

NATIONAL PLANNING CORPORATION

CRD#: 29604

ST. ALBANS RD, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(12/17/2024)

Colorado
(8/20/2024)

Florida
(8/6/2024)

Georgia
(8/26/2024)

Illinois
(8/16/2024)

Indiana
(9/30/2024)

Kentucky
(5/6/2025)

Michigan
(9/13/2024)

Minnesota
(5/13/2025)

Missouri
(7/30/2024)

IAR

Missouri
(7/30/2024)

New York
(4/25/2025)

Ohio
(9/27/2024)

Oklahoma
(4/28/2025)

South Carolina
(8/28/2024)

Tennessee
(5/5/2025)

Texas
(7/18/2025)

Virginia
(9/27/2024)

Washington
(2/28/2025)

West Virginia
(8/29/2024)

Wisconsin
(9/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 1/31/2022

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 11/5/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 5/30/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/5/2009

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

211 Main Street, San Francisco, CA 94105-1901

Mailing Address

Phone number

(415) 667-7000

Established

Firm type

Fiscal year end

# of Employees

1,042

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (9/23/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Aaron Ungerer

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Frontenac, MO

Dalton Stockton

WELLS FARGO CLEARING SERVICES, LLC

IAR

ST. LOUIS, MO

Michael Etheridge

CORNERSTONE WEALTH MANAGEMENT, LLC

IAR

ST. PETERS, MO

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jonathan T. Peckron

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Thomas Peckron's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CHARLES SCHWAB & CO., INC.

SCHWAB WEALTH ADVISORY, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

Primary Firm SEC Registration

SCHWAB WEALTH ADVISORY, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/31/2022

Series 66

Date: 11/5/2009

SIE

Date: 5/30/2018

Series 7

Date: 9/5/2009

FINRA

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

SCHWAB WEALTH ADVISORY, INC.

TRUST BUT VERIFY

Similar Advisors