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MP

Mohammad S. Popal

LAKE FOREST, CA
Some features on this profile are disabled
CRD#: 5694296
MP
Mohammad Soliman Popal

Professional summary

Mohammad Soliman Popal was a registered financial advisor .

Mohammad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Mohammad had worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 3/15/2017 - Financial Advocates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/19/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 3/15/2017 - Soliman Popal - Not Investment Related - 1281 9th Ave, #1202 San Diego, CA 92101 - Other-Business Owner - Started 03/01/2016 - 8 Hours Per Month/0 Hours During Securities Trading - Time Spent 5% - Freelance photography.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 1, 2026 - Present

LAKE FOREST, CA
Past

September 25, 2023 - August 19, 2026

LPL FINANCIAL LLC

RIA
CRD#: 6413
LAKE FOREST, CA
Past

May 3, 2018 - October 6, 2023

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

RIA
CRD#: 151298
Lake Forest, CA
Past

November 11, 2011 - March 15, 2017

LPL FINANCIAL LLC

RIA
CRD#: 6413
LAKE FOREST, CA
Past

September 16, 2011 - August 19, 2026

LPL FINANCIAL LLC

BD
CRD#: 6413
LAKE FOREST, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(9/1/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/10/2011
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/14/2011
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/21/2012
General Securities Principal Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

No current employment

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