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VR

Vann A. Russell

ARLINGTON CAPITAL SERVICES
Birmingham, AL 35203
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CRD#: 5694234
VR

Professional summary


Vann Allen Russell is a registered financial professional currently at ARLINGTON CAPITAL SERVICES, LLC located in Birmingham, Alabama.

Vann is registered as a RR (Registered Representative) and started their career in finance in 2010. Vann has worked at 3 firms and has passed the Series 63, Series 79TO, SIE and Series 62 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Vann Allen Russell's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 3, 2020 - Present

ARLINGTON CAPITAL SERVICES, LLC

Office #1: 2000 Morris Avenue Suite 1100, Birmingham, AL 35203
BD
CRD#: 304588
Birmingham, AL
Past

June 6, 2013 - May 12, 2020

M&A SECURITIES GROUP, INC.

BD
CRD#: 39999
BIRMINGHAM, AL
Past

February 4, 2010 - June 10, 2013

BURCH & COMPANY, INC

BD
CRD#: 102280
BIRMINGHAM, AL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/12/2020)
RR
Arizona
(4/20/2020)
RR
California
(3/24/2020)
RR
Colorado
(3/24/2020)
RR
Connecticut
(4/2/2020)
RR
Delaware
(4/13/2020)
RR
Florida
(7/6/2020)
RR
Georgia
(3/20/2020)
RR
Hawaii
(7/29/2021)
RR
Illinois
(4/22/2020)
RR
Kentucky
(2/28/2024)
RR
Louisiana
(10/27/2021)
RR
Maryland
(4/7/2020)
RR
Massachusetts
(5/11/2020)
RR
Michigan
(6/18/2021)
RR
Mississippi
(3/11/2020)
RR
Nevada
(4/15/2020)
RR
New Jersey
(3/2/2021)
RR
New York
(4/7/2020)
RR
North Carolina
(3/26/2020)
RR
Ohio
(3/12/2020)
RR
Oregon
(2/15/2022)
RR
Pennsylvania
(3/23/2020)
RR
Texas
(4/9/2020)
RR
Washington
(5/25/2021)

Exams


State Security Law Exam
RR
Series 63
Date: 2/12/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 2/2/2010
Corporate Securities Limited Representative Examination
SRO Registrations
RR
FINRA

Current Firm


AC
ARLINGTON CAPITAL SERVICES, LLC
ARLINGTON CAPITAL SERVICES, LLC

CRD#: 304588 / SEC#: , 8-70361

BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information


Main Address
2000 Morris Avenue Suite 1100, Birmingham, AL 35203
Mailing Address
2000 Morris Avenue Suite 1100, Birmingham, AL 35203
Phone number
(205) 488-4380
Established
Alabama since 05/22/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (30 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
ARLINGTON CAPITAL ADVISORS, LLCOWNER
BROWN, SCOTTCHIEF FINANCIAL OFFICER6694802
BROWN, SCOTTFINOP6694802
BROWN, SCOTT LESLIEPOO6694802
HONEYCUTT, JAMES WADEPRESIDENT5960997
HONEYCUTT, JAMES WADECCO5960997

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ARLINGTON CAPITAL SERVICES, LLC

CRD#: 304588Birmingham, AL 35203

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