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MR

Matthew W. Rodrigue

WAVERLY ADVISORS
Metairie, LA 70002
Some features on this profile are disabled
CRD#: 5694231
MR

Professional summary

Matthew William Rodrigue is a registered financial advisor currently at WAVERLY ADVISORS, LLC located in Metairie, Louisiana.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Matthew has worked at 11 firms and has passed the Series 63, Series 65, Series 57TO, Series 6TO, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew William Rodrigue's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 7, 2026 - Present

WAVERLY ADVISORS, LLC

Office #1: 2700 Lake Villa Dr Suite 200, Metairie, LA 70002
RIA
CRD#: 115332
Metairie, LA
Past

July 20, 2020 - March 1, 2024

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
Metairie, LA
Past

July 17, 2020 - April 24, 2026

TRUWEALTH ADVISORS, LLC

RIA
CRD#: 306876
METAIRIE, LA
Past

January 8, 2018 - July 21, 2020

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
Metairie, LA
Past

January 5, 2018 - July 21, 2020

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Metairie, LA
Past

October 13, 2015 - December 8, 2017

IBERIA CAPITAL PARTNERS L.L.C.

BD
CRD#: 152766
NEW ORLEANS, LA
Past

March 16, 2015 - November 3, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
METAIRIE, LA
Past

March 16, 2015 - November 3, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
METAIRIE, LA
Past

June 30, 2014 - February 24, 2015

HANCOCK WHITNEY INVESTMENT SERVICES INC.

RIA
CRD#: 40637
NEW ORLEANS, LA
Past

June 27, 2014 - February 24, 2015

HANCOCK WHITNEY INVESTMENT SERVICES INC.

BD
CRD#: 40637
NEW ORLEANS, LA
Past

November 13, 2013 - June 4, 2014

INVESCO ADVISERS, INC.

RIA
CRD#: 105360
ATLANTA, GA
Past

November 8, 2013 - June 4, 2014

INVESCO DISTRIBUTORS, INC.

BD
CRD#: 7369
HOUSTON, TX
Past

November 13, 2012 - October 28, 2013

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

RIA
CRD#: 108257
BOSTON, MA
Past

November 7, 2012 - October 28, 2013

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

BD
CRD#: 840
BOSTON, MA
Past

October 25, 2011 - May 15, 2012

CADINHA & CO LLC

RIA
CRD#: 108135
HONOLULU, HI
Past

September 16, 2010 - September 9, 2011

IBERIA CAPITAL PARTNERS L.L.C.

BD
CRD#: 152766
NEW ORLEANS, LA
Past

October 1, 2009 - August 2, 2010

CADINHA & CO LLC

RIA
CRD#: 108135
HONOLULU, HI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WAVERLY ADVISORS, LLC
401K COMPLETE | WAVERLY ADVISORS, LLC | WARREN, AVERETT, KIMBROUGH AND MARINO WEALTH MANAGEMENT, LLC | WARREN AVERETT WILSON PRICE WEALTH MANAGEMENT | WARREN AVERETT WEALTH MANAGEMENT | WARREN AVERETT O'SULLIVAN CREEL WEALTH MANAGEMENT | WARREN AVERETT KIMBROUGH & MARINO WEALTH MANAGEMENT | WARREN AVERETT INSTITUTIONAL CONSULTING | WARREN AVERETT FAMILY OFFICE | WARREN AVERETT ASSET MANAGEMENT, LLC | WAKM FINANCIAL ADVISORS, LLC | WA ASSET MANAGEMENT, LLC | PROMUS | MCSHANE PARTNERS

CRD#: 115332 / SEC#: 801-60741

RIA
Registered Investment Advisory firm - (11/30/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Louisiana
(5/7/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 7/26/2010
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 9/29/2009
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 8/16/2010
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 7/14/2010
General Securities Representative Examination

Current Firm

WA
WAVERLY ADVISORS, LLC
401K COMPLETE | WAVERLY ADVISORS, LLC | WARREN, AVERETT, KIMBROUGH AND MARINO WEALTH MANAGEMENT, LLC | WARREN AVERETT WILSON PRICE WEALTH MANAGEMENT | WARREN AVERETT WEALTH MANAGEMENT | WARREN AVERETT O'SULLIVAN CREEL WEALTH MANAGEMENT | WARREN AVERETT KIMBROUGH & MARINO WEALTH MANAGEMENT | WARREN AVERETT INSTITUTIONAL CONSULTING | WARREN AVERETT FAMILY OFFICE | WARREN AVERETT ASSET MANAGEMENT, LLC | WAKM FINANCIAL ADVISORS, LLC | WA ASSET MANAGEMENT, LLC | PROMUS | MCSHANE PARTNERS

CRD#: 115332 / SEC#: 801-60741

RIA
Registered Investment Advisory firm - (11/30/2001 Approved)
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Contact information

Main Address
600 University Park Place Suite 501, Birmingham, AL 35209
Mailing Address
Phone number
(205) 871-3334
Established
Firm type
Fiscal year end
# of Employees
384

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WAVERLY - ADV PART 2A BROCHURE (11/21/2025)

Regulatory assets under management

Total Number of Accounts34,313
AUM (Assets Under Management)$ 28,263,743,199

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
02/27/2025
Cover Page
Report
02/16/2024
Cover Page
Report
06/15/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WAVERLY ADVISORS, LLC

CRD#: 115332Metairie, LA 70002

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