Philip L. Stockton

TECHGEN FINANCIAL

SHARON, MA

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CRD#: 5694041

Professional summary

Philip L Stockton, CFP® is a registered financial advisor currently at TECHGEN FINANCIAL located in Sharon, Massachusetts.

Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Philip has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip L Stockton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

August 3, 2009 - Present

TECHGEN FINANCIAL

RIA

CRD#: 151021

SHARON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(8/3/2009)

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Exams

State Security Law Exam

IAR

Series 65

Date: 6/15/2009

Uniform Investment Adviser Law Examination

Current Firm

TECHGEN FINANCIAL

STOCKTON, PHILIP, LOUIS | TECHGEN FINANCIAL

CRD#: 151021 / SEC#:

Massachusetts

Registered Investment Advisory firm - (8/3/2009 Approved)

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Contact information

Main Address

Sharon, MA

Mailing Address

P.o. Box 81 15 South Main St., Sharon, MA 02067

Phone number

(781) 806-5453

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Philip L. Stockton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip L Stockton's CRS (Customer Relationship Summary).

Certified licenses

Experience

TECHGEN FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Date: 6/15/2009

Current Firm

TECHGEN FINANCIAL

Contact information

Documents

Red Flags

Company Information

TECHGEN FINANCIAL

TRUST BUT VERIFY

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