Michael Genay
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Genay was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2009. Michael had worked at 2 firms and has passed the Series 65, Series 99TO, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 2012 - March 25, 2019
STRUCTURED ASSET INVESTORS, LLC
November 2, 2010 - July 21, 2025
WELLS FARGO SECURITIES, LLC
September 29, 2009 - September 9, 2010
WELLS FARGO SECURITIES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
STRUCTURED ASSET INVESTORS, LLC
CRD#: 131539 / SEC#: 801-63263
Contact information
Red Flags
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