Andrew B. Bolin
THRIVENT INVESTMENT MANAGEMENT
St Louis, MO
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CRD#: 5693777
Professional summary
Andrew Brent Bolin, CFP® is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in St Louis, Missouri.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Andrew has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MAPLEWOOD COMMUNITY BETTERMENT FOUNDATION POSITION: VICE PRESIDENT NATURE: MCBF IS A 501(3)C THAT WORKS WITH COMMUNITY, BUSINESS,AND SCHOOL DISCRICT LEADERS TO IMPROVE LIFE FOR MAPLEWOOD RESIDENTS. INVESTMENT RELATED: NO NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2013 ADDRESS: 2915 SUTTON BLVD, ST LOUIS MO 63143 DESCRIPTION: HELP COLLABORATE COMMUNITY ORGANIZATIONS. STOREHOUSE 2812 LLC POSITION: Member NATURE: LLC owns office office bulidling at 3008 Sutton Blvd, St Louis, MO that is used for thrivent business, and also rented out to non-thrivent individuals and/or companies. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 03/07/2016 ADDRESS: 2639 Sutton Blvd, Saint Louis MO 63143, United States DESCRIPTION: General property maintenance and repairs, collect rent, manage books, pay bills and taxes. FORAI POSITION: Board Member NATURE: FORAI stands for Friends of Refugees and Immigrants and it's a partnership with local refugee and immigrant women to enable the realization of economic, education, and social goals through training and peer support and by expanding market opportunities for artisans. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 02/24/2024 ADDRESS: 4200 Delor St, Saint Louis MO 63116, United States DESCRIPTION: I will meet quarterly to help support the staff of FORAI and make executive decisions. In addition, I will be call time-to-time to volunteer my time. TROOP 362 POSITION: Committee Member NATURE: Troop 362 of Scouting America is a youth organization that teaches leadership skills to boys and girls ages 10-17. INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 2 START DATE: 08/01/2025 ADDRESS: 7314 Glades Ave, Saint Louis MO 63143, United States DESCRIPTION: I discuss and vote on decisions related to the troop and oversee their membership database.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Brent Bolin's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Andrew Brent Bolin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
September 28, 2009 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #2: 3008 Sutton Blvd, Saint Louis, MO 63143Office #3: 400 N Washington St, Farmington, MO 63640RIA
BD
CRD#: 18387
St Louis, MO
Current
September 10, 2009 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 3008 Sutton Blvd, Saint Louis, MO 63143Office #2: 400 N Washington St, Farmington, MO 63640RIA
BD
CRD#: 18387
Saint Louis, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/12/2024)
RR
California(5/1/2024)
RR
Colorado(10/10/2024)
RR
Florida(12/21/2015)
RR
Illinois(4/12/2011)
RR
Indiana(3/28/2025)
RR
Kansas(3/4/2024)
RR
Massachusetts(6/18/2019)
RR
Michigan(12/15/2009)
RR
Missouri(9/28/2009)
IAR
Missouri(9/28/2009)
RR
Nevada(1/15/2020)
RR
North Carolina(6/15/2015)
RR
Texas(1/20/2017)
IAR
Texas(1/20/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
