Michael R. Brown

KRILOGY

Saint Peters, MO 63376

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CRD#: 5693297

Professional summary

Michael R Brown, who also goes by Mike Brown, is a registered financial advisor currently at KRILOGY located in Saint Peters, Missouri.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Michael has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike Brown

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)Krilogy Financial, LLC, DBA for investment related activity 2)CITIZENS NATIONAL BANK, BOARD MEMBER, NON-INVESTMENT RELATED, 2145 Bluestone Drive, St. Charles, MO 63303, 1 HOUR/MONTH 3)KRILOGY FINANCIAL, LLC (OBA) FOR INVESTMENT RELATED BUSINESS, 1 Mid Rivers Mall Drive, Suite 120 St. Peters MO 63376, INVESTMENT ADVISORY BUSINESS; FINANCIAL ADVISOR; BEGAN 1-2012; 200 HRS/MO; 200 HRS/MO DURING TRADING HOURS; CONDUCTS ADVISORY BUSINESS THROUGH RIA; 4.) Brace For Impact 46, Non-investment related, 8651 Hwy N Ste. 46, Lake St. Louis, MO 63367, Non-profit charity, Board Member, 01/2018, 5 hrs, 0 hrs during tradings hours, Board Member.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael R Brown's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 23, 2012 - Present

KRILOGY

Office #1: 1 Mid Rivers Mall Dr. Suite 120, Saint Peters, MO 63376

RIA

CRD#: 149046

Saint Peters, MO

Past

October 23, 2014 - April 29, 2016

SAXONY SECURITIES, INC.

CRD#: 115547

St. Peters, MO

Past

March 9, 2012 - December 4, 2012

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

ST. LOUIS, MO

Past

October 31, 2011 - January 3, 2012

SUNSET FINANCIAL SERVICES, INC.

RIA

CRD#: 3538

ST CHARLES, MO

Past

October 31, 2011 - January 3, 2012

SUNSET FINANCIAL SERVICES, INC.

CRD#: 3538

ST CHARLES, MO

Past

May 6, 2010 - November 17, 2011

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

ST. CHARLES, MO

Past

May 6, 2010 - November 17, 2011

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

ST CHARLES, MO

Past

October 8, 2009 - May 5, 2010

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

ST. LOUIS, MO

Past

September 18, 2009 - May 5, 2010

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KRILOGY

CRD#: 149046 / SEC#: 801-69838

RIA

Registered Investment Advisory firm - (1/12/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(2/23/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/29/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 4/29/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/17/2009

General Securities Representative Examination

Current Firm

KRILOGY

CRD#: 149046 / SEC#: 801-69838

RIA

Registered Investment Advisory firm - (1/12/2009 Approved)

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Contact information

Main Address

275 N. Lindbergh Ste. 20, St. Louis, MO 63141

Mailing Address

Phone number

(314) 884-2800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (36 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE (3/31/2025)

KRILOGY FINANCIAL, LLC CLIENT BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	10,780
AUM (Assets Under Management)	$ 4,954,332,013

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/13/2025	Cover Page	Report
02/27/2025	Cover Page	Report
10/12/2023	Cover Page	Report
01/03/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael R. Brown

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael R Brown's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAXONY SECURITIES, INC.

PURSHE KAPLAN STERLING INVESTMENTS

SUNSET FINANCIAL SERVICES, INC.

SUNSET FINANCIAL SERVICES, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

KRILOGY

State Registrations and Notice Filings

Exams

Series 66

Date: 9/29/2009

SIE

Date: 4/29/2016

Series 7

Date: 9/17/2009

Current Firm

KRILOGY

Contact information

SEC notice filing (36 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KRILOGY

TRUST BUT VERIFY

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