Jonathan D. Gruber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan David Gruber was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 2009. Jonathan had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 2009 - May 14, 2020
EMERGINGWEALTH INVESTMENT MANAGEMENT, INC.
September 3, 2009 - June 13, 2019
LEGEND FINANCIAL ADVISORS INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
EMERGINGWEALTH INVESTMENT MANAGEMENT, INC.
CRD#: 151471 / SEC#: 801-70731
Contact information
Regulatory assets under management
| Total Number of Accounts | 138 |
| AUM (Assets Under Management) | $ 22,240,416 |
Red Flags
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