Aris R. Knitter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Aris R Knitter, who also goes by Aris Rianne Kleis, was a registered financial professional .
Aris is a previously registered financial professional and started their career in finance in 2010. Aris had worked at 1 firm and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 27, 2010 - May 30, 2013
ROYAL SECURITIES COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ROYAL SECURITIES COMPANY
CRD#: 10702 / SEC#: 801-110648, 8-28009
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RSC HOLDINGS, INC. | SHAREHOLDER | |
| DUMEZ, TIMOTHY VAN HAITSMA | PRESIDENT/CHIEF OPERATIONS OFFICER, CCO | 1839802 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
