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MD

Mark B. Decker

DECKER & CO
Menlo Park, CA 94025
Some features on this profile are disabled
CRD#: 5692814
MD

Professional summary

Mark Brandon Decker is a registered financial professional currently at DECKER & CO, LLC located in Menlo Park, California.

Mark is registered as a RR (Registered Representative) and started their career in finance in 2009. Mark has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark Brandon Decker's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 20, 2013 - Present

DECKER & CO, LLC

Office #1: 700 El Camino Real Suite 120, Menlo Park, CA 94025
BD
CRD#: 166446
Menlo Park, CA
Past

August 29, 2019 - April 15, 2020

WEDBUSH SECURITIES INC.

BD
CRD#: 877
SAN FRANCISCO, CA
Past

July 24, 2009 - November 16, 2012

MAYBANK SECURITIES USA INC.

BD
CRD#: 27861
MENLO PARK, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(6/20/2013)

Exams

State Security Law Exam
RR
Series 63
Date: 1/8/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/22/2009
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/19/2013
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

D&
DECKER & CO, LLC
DECKER & CO, LLC

CRD#: 166446 / SEC#: , 8-69211

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
700 El Camino Real Suite 120, Menlo Park, CA 94025
Mailing Address
700 El Camino Real Suite 120, Menlo Park, CA 94025
Phone number
(415) 830-9890
Established
Delaware since 10/31/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
DECKER, MARK BRANDONCCO/CEO/MANAGING MEMBER5692814
KORNSRI, HARINSHAREHOLDER6157452
PHANSUWON, KUNJANAPHANSHAREHOLDER6157450
ONESTO, RICHARD ERNESTFINOP2453096

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DECKER & CO, LLC

CRD#: 166446Menlo Park, CA 94025

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