John B. Peacock
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Brooks Peacock, who also goes by Peacock Brooks John, J Brooks Peacock, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2009. John had worked at 6 firms and has passed the Series 63, Series 65, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 4, 2019 - December 31, 2019
PEACOCK INVESTMENT WORX LLC
May 21, 2015 - December 31, 2016
PEACOCK INVESTMENT WORX LLC
August 20, 2013 - August 29, 2013
CETERA FINANCIAL SPECIALISTS LLC
January 18, 2013 - February 13, 2013
AVANTAX INVESTMENT SERVICES, INC.
December 14, 2010 - November 13, 2012
WELLS FARGO CLEARING SERVICES, LLC
December 14, 2010 - November 13, 2012
WELLS FARGO CLEARING SERVICES, LLC
August 10, 2010 - December 14, 2010
AVANTAX INVESTMENT SERVICES, INC.
September 30, 2009 - December 14, 2010
AVANTAX ADVISORY SERVICES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PEACOCK INVESTMENT WORX LLC
CRD#: 301955 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
