Carli C. Reddy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carli Coyne Reddy, who also goes by Carli Ann Coyne II, Carli Ann Coyne, was a registered financial professional .
Carli is a previously registered financial professional and started their career in finance in 2012. Carli had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 2017 - March 28, 2023
CENTERVIEW WEALTH ADVISORS, LLC
July 11, 2014 - November 3, 2015
MML INVESTORS SERVICES, LLC
August 17, 2012 - December 19, 2013
STATE FARM VP MANAGEMENT CORP.
January 16, 2012 - April 27, 2012
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CENTERVIEW WEALTH ADVISORS, LLC
CRD#: 173260 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 161 |
| AUM (Assets Under Management) | $ 115,100,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
