Marie B. Girvin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marie Bernadette Girvin, who also goes by Marie Bernadette Luse, was a registered financial professional .
Marie is a previously registered financial professional and started their career in finance in 2010. Marie had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2024 - April 3, 2024
GFG SOLUTIONS
April 8, 2021 - January 3, 2024
MML INVESTORS SERVICES, LLC
December 18, 2019 - January 3, 2024
MML INVESTORS SERVICES, LLC
November 12, 2010 - November 25, 2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
February 8, 2010 - May 10, 2010
SIGNATURE ESTATE SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
GFG SOLUTIONS
CRD#: 328988 / SEC#: 801-129145
Contact information
Regulatory assets under management
| Total Number of Accounts | 429 |
| AUM (Assets Under Management) | $ 151,145,008 |
Red Flags
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