Robert J. Phillips
GREATER MIDWEST FINANCIAL GROUP
Saint Paul, MN 55126
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CRD#: 5692579
Professional summary
Robert James Phillips, CFP® is a registered financial advisor currently at GREATER MIDWEST FINANCIAL GROUP, LLC located in Saint Paul, Minnesota.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Robert has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Greater Midwest Financial Group LLC Investment Related: Yes Address: 3222 Rice Street St. Paul MN 55126 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor/Vice President Start Date: 7/1/2009 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Advisor, Relationship Manager, Case Prep, Supervisor of Staff, Investment Committee. Business Name: JB Financial Investment Related: No Address: 3222 Rice Street St. Paul MN 55126 Nature of Business: Real Estate Position, Title or Relationship: Partner Start Date: 2/27/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Co-Owner Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: McVDB, LLC Investment Related: Yes Address: 3222 Rice Street Saint Paul MN 55126 Nature of Business: Real Estate Position, Title or Relationship: One of the owners - 20% Start Date: 8/15/2000 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Just passive owner - no day to day duties Business Name: GREATER MIDWEST FINANCIAL GROUP, LLC POSITION: CCO NATURE: Investment advisory services through an independent outside RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 10 START DATE: 11/09/2022 ADDRESS: 3222 Rice Street, Saint Paul MN 55126 DESCRIPTION: I will serve clients as an IAR and participate in corporate governance and operations.
CRS (Client Relationship Summary) - RIA
Click below to view Robert James Phillips's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
January 23, 2023 - Present
GREATER MIDWEST FINANCIAL GROUP, LLC
Office #1: 3222 Rice St., Saint Paul, MN 55126RIA
CRD#: 324387
Saint Paul, MN
Past
April 21, 2016 - September 21, 2023
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
St. Paul, MN
Past
May 29, 2015 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
St. Paul, MN
Past
May 29, 2015 - September 21, 2023
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
St. Paul, MN
Past
January 21, 2014 - June 4, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
ST PAUL, MN
Past
April 6, 2010 - June 4, 2015
LPL FINANCIAL LLC
BD
CRD#: 6413
ST PAUL, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GM
GREATER MIDWEST FINANCIAL GROUP, LLC
GREATER MIDWEST FINANCIAL GROUP, LLC
CRD#: 324387 / SEC#: 801-127206
RIA
Registered Investment Advisory firm - (1/19/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Minnesota(1/23/2023)
IAR
Texas(1/23/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
GM
GREATER MIDWEST FINANCIAL GROUP, LLC
GREATER MIDWEST FINANCIAL GROUP, LLC
CRD#: 324387 / SEC#: 801-127206
RIA
Registered Investment Advisory firm - (1/19/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3222 Rice St., Saint Paul, MN 55126
Mailing Address
Phone number
(651) 490-9790
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,484 |
| AUM (Assets Under Management) | $ 511,858,382 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
