Robert P. Allen
Professional summary
Robert Paul Allen, who also goes by Bobby Allen, Robert P. Allen, is a registered financial professional currently at AMERICAN CENTURY INVESTMENT SERVICES INC. located in Kansas City, Missouri.
Robert is registered as a RR (Registered Representative) and started their career in finance in 2009. Robert has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Paul Allen's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 8, 2017 - Present
AMERICAN CENTURY INVESTMENT SERVICES INC.
Office #1: 4500 Main Street, Kansas City, MO 64111December 8, 2015 - May 3, 2017
NEUBERGER BERMAN BD LLC
December 8, 2015 - May 3, 2017
NEUBERGER BERMAN BD LLC
October 14, 2015 - November 20, 2015
NORTHERN LIGHTS DISTRIBUTORS, LLC
February 8, 2012 - April 27, 2012
JOHN HANCOCK DISTRIBUTORS LLC
February 18, 2011 - September 8, 2015
MANULIFE INVESTMENT MANAGEMENT (US) LLC
February 16, 2011 - September 8, 2015
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
June 17, 2010 - February 11, 2011
MORGAN STANLEY
April 22, 2010 - February 11, 2011
MORGAN STANLEY
September 2, 2009 - April 26, 2010
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
AMERICAN CENTURY INVESTMENT SERVICES INC.
CRD#: 17437 / SEC#: , 8-35220
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN CENTURY COMPANIES, INC. | PARENT COMPANY | |
| LUCHINSKY, RICHARD TODD | SVP, PRESIDENT | 2065489 |
| PAK, JOHN DONGJIN | CLO | 3226458 |
| REDLINE, CHERYL LOUISE | TREASURER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 5371811 |
| SCHAPPERT, BRIAN JOSEPH | SVP, DIRECTOR | 5362490 |
| SHELTON, AMY DIANE | CCO | 2556023 |
| SMITH, RICHARD ANDREW | SVP, DIRECTOR | 6109979 |
| TURNER, MICHAEL RYAN | DIRECTOR | 5469914 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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