Lyons Donald

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CRD#: 5692011

Professional summary

Lyons Donald was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Lyons is a previously registered financial professional and started their career in finance in 2012. Prior to being barred, Lyons had worked at 1 firm, which includes NATIVEONE INSTITUTIONAL TRADING LLC..

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 17, 2012 - January 28, 2016

NATIVEONE INSTITUTIONAL TRADING, LLC.

CRD#: 122430

LEONARDO, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

NATIVEONE INSTITUTIONAL TRADING, LLC.

CHRISTOPHER J. FORBES, LLC | NATIVEONE INSTITUTIONAL TRADING, LLC. | NATIVEONE INSTITUTIONAL TRADING, LLC | FORBES, CHRISTOPHER JOHN

CRD#: 122430 / SEC#: , 8-65496

Cancelled by SEC on 10/26/2016

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Contact information

Main Address

Mailing Address

Phone number

Established

New York since 06/11/2003

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
NATIVEONE FINANCIAL HOLDINGS, LLC	OWNER
SMITH, DENNIS KEVIN	CHIEF COMPLIANCE OFFICER	836628

Disclosures

Regulatory Event

Red Flags

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