LS
Launcelot M. Simon
PRINCIPAL ADVISED SERVICES
DAVENPORT, FL
Some features on this profile are disabled
CRD#: 5691256
LS
Professional summary
Launcelot M Simon, who also goes by Launcelot M Simon, Launcelot Martin Simon, Launcelot Simon, is a registered financial advisor currently at PRINCIPAL ADVISED SERVICES located in Davenport, Florida and PRINCIPAL SECURITIES, INC. located in Des Moines, Iowa.
Launcelot is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Launcelot has worked at 10 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Launcelot M Simon | Launcelot Martin Simon | Launcelot Simon
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
THE LEMON BAR LLC POSITION: Managing Member NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 0 START DATE: 08/03/2025 ADDRESS: 5130 quakers Place, St cloud FL 34769, United States DESCRIPTION: I am a 50% owner in a mobile lemonade trailer business where I help make fresh squezed lemonades at local events and private parties around orlando, its a startup, out tiktok is where we have a following @thelemonbarFL
CRS (Client Relationship Summary) - RIA
Click below to view Launcelot M Simon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 8, 2025 - Present
PRINCIPAL ADVISED SERVICES
RIA
CRD#: 297324
DAVENPORT, FL
Current
August 22, 2025 - Present
PRINCIPAL SECURITIES, INC.
Office #1: 711 High St, Des Moines, IA 50392RIA
BD
CRD#: 1137
DES MOINES, IA
Past
July 5, 2023 - June 26, 2025
VOYA RETIREMENT ADVISORS, LLC
RIA
CRD#: 3989
Riverview, FL
Past
July 5, 2023 - June 26, 2025
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
WINDSOR, CT
Past
July 1, 2022 - June 7, 2023
VANGUARD ADVISERS, INC.
RIA
CRD#: 106715
MALVERN, PA
Past
June 4, 2022 - June 7, 2023
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
MALVERN, PA
Past
April 25, 2011 - May 16, 2011
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
NEW YORK, NY
Past
June 2, 2010 - July 27, 2010
THINKEQUITY LLC
BD
CRD#: 20996
NEW YORK, NY
Past
January 8, 2010 - April 14, 2010
JOHN THOMAS FINANCIAL
BD
CRD#: 40982
NEW YORK, NY
Past
July 24, 2009 - February 9, 2010
E1 ASSET MANAGEMENT, INC.
BD
CRD#: 46872
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PRINCIPAL ADVISED SERVICES
PRINCIPAL ADVISED SERVICES | PRINCIPAL ADVISED SERVICES, LLC
CRD#: 297324 / SEC#: 801-114432
RIA
Registered Investment Advisory firm - (12/14/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/22/2025)
RR
Alaska(8/22/2025)
RR
Arizona(8/22/2025)
RR
Arkansas(8/22/2025)
RR
California(8/22/2025)
RR
Colorado(8/22/2025)
RR
Connecticut(8/22/2025)
RR
Delaware(8/22/2025)
RR
District of Columbia(8/22/2025)
RR
Florida(8/22/2025)
IAR
Florida(9/8/2025)
RR
Georgia(8/22/2025)
RR
Hawaii(8/22/2025)
RR
Idaho(8/22/2025)
RR
Illinois(8/22/2025)
RR
Indiana(8/22/2025)
RR
Iowa(8/22/2025)
IAR
Iowa(9/12/2025)
RR
Kansas(8/22/2025)
RR
Kentucky(8/22/2025)
RR
Louisiana(8/22/2025)
RR
Maine(8/22/2025)
RR
Maryland(8/22/2025)
RR
Massachusetts(8/22/2025)
RR
Michigan(8/22/2025)
RR
Minnesota(8/22/2025)
RR
Mississippi(8/22/2025)
RR
Missouri(8/22/2025)
RR
Montana(8/22/2025)
RR
Nebraska(8/22/2025)
RR
Nevada(8/22/2025)
RR
New Hampshire(8/22/2025)
RR
New Jersey(8/22/2025)
RR
New Mexico(8/22/2025)
RR
New York(8/22/2025)
RR
North Carolina(8/22/2025)
RR
North Dakota(8/22/2025)
RR
Ohio(8/23/2025)
RR
Oklahoma(8/22/2025)
RR
Oregon(8/22/2025)
RR
Pennsylvania(8/22/2025)
RR
Rhode Island(8/22/2025)
RR
South Carolina(8/22/2025)
RR
South Dakota(8/22/2025)
RR
Tennessee(8/22/2025)
RR
Texas(8/22/2025)
RR
Utah(8/22/2025)
RR
Vermont(8/22/2025)
RR
Virginia(8/22/2025)
RR
Washington(8/22/2025)
RR
West Virginia(8/22/2025)
RR
Wisconsin(8/22/2025)
RR
Wyoming(8/22/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/3/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PRINCIPAL ADVISED SERVICES
PRINCIPAL ADVISED SERVICES | PRINCIPAL ADVISED SERVICES, LLC
CRD#: 297324 / SEC#: 801-114432
RIA
Registered Investment Advisory firm - (12/14/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
655 9th Street, Des Moines, IA 50309
Mailing Address
711 High Street, Des Moines, IA 50392
Phone number
(866) 412-0770
Established
Firm type
Fiscal year end
# of Employees
343
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 16,940 |
| AUM (Assets Under Management) | $ 887,316,440 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/26/2025 | ||
| 10/28/2024 | ||
| 11/20/2023 | ||
| 09/22/2023 | ||
| 12/20/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
